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FEES 4 Annex 6 14912Periodic fees for recognised investment exchanges, and recognised auction platforms payable in relation to the period 1 April 2013 to 31 March 201415

R

1In this Annex:

- the term recognised body includes a body which was a recognised investment exchange recognised under the Financial Services Act 1986 and which is a recognised body as a result of Regulation 9 of the Recognition Requirements Regulations;

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- the term recognition order includes a recognition order made by the FCA under section 37 of the Financial Services Act 1986 or a recognition order made by the Treasury under section 40 of the Financial Services Act 1986 in relation to overseas investment exchanges22.

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Part 1 - Periodic fees for UK recognised investment exchanges12

1222

15Name of UK recognised body

Amount payable

ICE Futures Europe Ltd

£690,000

LIFFE Administration and Management

£995,000

London Metal Exchange

£610,000

London Stock Exchange plc

£825,000

ICAP Securities & Exchange Limited (RIE)

£300,000

BATS Trading Limited

£300,000

Any other UK recognised clearing house recognised as such by a recognition order made in the fee year

£300,000

12Part 1A - Periodic fees for recognised auction platforms

15Name of recognised auction platform

Amount payable

An RAP recognised as such by a recognition order made in the fee year

£50,000

Part 2 - Periodic fees for overseas recognised investment exchanges 15

15

15The Chicago Mercantile Exchange (CME) (ROIE)

£56,000

Chicago Board of Trade

£56,000

EUREX (Zurich)

£56,000

National Association of Securities and Deals Automated Quotations (NASDAQ)

£56,000

New York Mercantile Exchange Inc.

£56,000

The Swiss Stock Exchange

£56,000

Sydney Futures Exchange Limited

£56,000

ICE Futures US Inc

£56,000

NYSE Liffe US

£56,000

Any other overseas investment exchange recognised as such by a recognition order made in the fee year

£56,000