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Status: You are viewing the version of the handbook as on 2012-12-13.

FEES 4 Annex 6 14912Periodic fees for recognised investment exchanges, recognised clearing houses and recognised auction platforms payable in relation to the period 1 April 2012 to 31 March 201313

R

1In this Annex:

- the term recognised body includes a body which was a recognised investment exchange or a recognised clearing house recognised under the Financial Services Act 1986 and which is a recognised body as a result of Regulation 9 of the Recognition Requirements Regulations; and

- the term recognition order includes a recognition order made by the FSA under section 37 or section 39 of the Financial Services Act 1986 or a recognition order made by the Treasury under section 40 of the Financial Services Act 1986.

Part 1 - Periodic fees for UK recognised clearing houses and recognised investment exchanges12

12

Name of UK recognised body

Amount payable

Due date

Euroclear UK & Ireland Limited4

4

£300,00013

24691010

430 April 201213

24691010

£410,5001411

35781114

1 September 20121411

3581114

ICE Futures Europe Ltd4

24

£250,00013

246910

430 April 201213

4691010

£365,5001411

35781114

1 September 20121411

35781114

LIFFE Administration and Management

£375,00013

24691010

430 April 201213

246910

£510,5001411

35781114

1 September 20121411

35781114

LCH Clearnet Limited

£350,00013

24691010

430 April 201213

24691010

£545,0001411

35781114

1 September 20121411

35781114

The London Metal Exchange Limited

£225,00013

2461010

430 April 201213

246910

£319,5001411

35781114

1 September 20121411

35781114

London Stock Exchange plc

£307,00013

24691010

430 April 201213

2469101310

£427,0001411

35781114

1 September 2012141113

35781114

PLUS Markets Plc4

£95,00013

691010

30 April 201213

691010

£127,5001411

781114

1 September 20121411

781114

European Central Counterparty Limited4

£177,50013

691010

30 April 201213

691010

£203,0001411

81114

1 September 20121411

81114

ICE Clear Europe Limited4

£270,00013

691010

30 April 201213

6910

£416,5001411

81114

1 September 20121411

81114

10Chicago Mercantile Exchange Clearing Europe

£200,00013

30 April 201213

£275,5001411

14

1 September 20121411

14

Any other UK recognised investment exchange recognised as such by a recognition order made in the period

£150,000

30 days after the date on which the recognition order is made

Any other UK recognised clearing house recognised as such by a recognition order made in the period

£250,000

30 days after the date on which the recognition order is made

12Part 1A - Periodic fees for recognised auction platforms

12Name of recognised auction platform

Amount payable

Due date

An RAP recognised as such by a recognition order made in the period

£50,000

30 days after the date on which the recognition order is made

Part 2 - Periodic fees for overseas recognised bodies

Name of overseas recognised body

Amount payable

Due date

The Chicago Mercantile Exchange (CME) (ROIE)7

50,000148

357714

1 July 2012141187

35781114

Chicago Board of Trade

50,0001487

357814

1 July 2012141187

35781114

EUREX (Zurich)

50,0001487

357814

1 July 2012141187

35781114

National Association of Securities and Dealers Automated Quotations (NASDAQ)

£50,0001487

357814

1 July 2012141187

35781114

New York Mercantile Exchange Inc.

50,000148

3577814

1 July 2012141187

35781114

The Swiss Stock Exchange

50,000148

3577814

1 July 2012141187

35781114

Sydney Futures Exchange Limited

50,000148

3577814

1 July 2012141187

35781114

5ICE Futures US Inc

50,000148

77814

1 July 2012141187

781114

8NYSE Liffe US

£50,00014

14

1 July 20121411

1114

SIS x-clear AG

£125,000148

3357714

1 July 2012141187

35781114

3Eurex Clearing AG

£85,0001411

57781114

1 July2012141187

5781114

5ICE Clear US Inc

£85,000148

77814

1 July 2012141187

781114

5Chicago Mercantile Exchange (CME) (ROCH)7

7

£125,0001411

771114

1 July 2012141187

781114

8European Multi-Lateral Clearing Facility

£125,00014

14

1 July 20121411

1114

Cassa di Compensazione e Garanzia (CC&G)

£85,00014

14

1 July 20121411

1114

11LCH Clearnet SA

£125,00014

14

1 July 201214

14

Green Exchange (ROIE)

50,000

1 July 201214

Any other overseas investment exchange recognised as such by a recognition order made in the period

35£40,0009

379

30 days after the date on which the recognition order is made

Any other overseas clearing house recognised as such by a recognition order made in the period

£70,0009

3579

30 days after the date on which the recognition order is made