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FEES 4 Annex 6 14912Periodic fees for recognised investment exchanges, recognised clearing houses and recognised auction platforms payable in relation to the period 1 April 2012 to 31 March 201313

R

1In this Annex:

- the term recognised body includes a body which was a recognised investment exchange or a recognised clearing house recognised under the Financial Services Act 1986 and which is a recognised body as a result of Regulation 9 of the Recognition Requirements Regulations; and

- the term recognition order includes a recognition order made by the FSA under section 37 or section 39 of the Financial Services Act 1986 or a recognition order made by the Treasury under section 40 of the Financial Services Act 1986.

Part 1 - Periodic fees for UK recognised clearing houses and recognised investment exchanges12

12

Name of UK recognised body

Amount payable

Due date

Euroclear UK & Ireland Limited4

4

£300,00013

24691010

430 April 201213

24691010

£275,00011

357811

1 September201111

35811

ICE Futures Europe Ltd4

24

£250,00013

246910

430 April 201213

4691010

£245,00011

357811

1 September201111

357811

LIFFE Administration and Management

£375,00013

24691010

430 April 201213

246910

£350,00011

357811

1 September201111

357811

LCH Clearnet Limited

£350,00013

24691010

430 April 201213

24691010

£325,00011

357811

1 September201111

357811

The London Metal Exchange Limited

£225,00013

2461010

430 April 201213

246910

£212,50011

357811

1 September201111

357811

London Stock Exchange plc

£307,00013

24691010

430 April 201213

2469101310

£280,00011

357811

1 September20111113

357811

PLUS Markets Plc4

£95,00013

691010

30 April 201213

691010

£85,00011

7811

1 September 201111

7811

European Central Counterparty Limited4

£177,50013

691010

30 April 201213

691010

£167,50011

811

1 September 201111

811

ICE Clear Europe Limited4

£270,00013

691010

30 April 201213

6910

£265,00011

811

1 September 201111

811

10Chicago Mercantile Exchange Clearing Europe

£200,00013

30 April 201213

£275,00011

1 September 201111

Any other UK recognised investment exchange recognised as such by a recognition order made in the period

£150,000

30 days after the date on which the recognition order is made

Any other UK recognised clearing house recognised as such by a recognition order made in the period

£250,000

30 days after the date on which the recognition order is made

12Part 1A - Periodic fees for recognised auction platforms

12Name of recognised auction platform

Amount payable

Due date

An RAP recognised as such by a recognition order made in the period

£50,000

30 days after the date on which the recognition order is made

Part 2 - Periodic fees for overseas recognised bodies

Name of overseas recognised body

Amount payable

Due date

The Chicago Mercantile Exchange (CME) (ROIE)7

£40,0008

3577

1 July20111187

357811

Chicago Board of Trade

£40,00087

3578

1 July20111187

357811

EUREX (Zurich)

£40,00087

3578

1 July20111187

357811

National Association of Securities and Dealers Automated Quotations (NASDAQ)

£40,00087

3578

1 July20111187

357811

New York Mercantile Exchange Inc.

£40,0008

35778

1 July20111187

357811

The Swiss Stock Exchange

£40,0008

35778

1 July20111187

357811

Sydney Futures Exchange Limited

£40,0008

35778

1 July20111187

357811

5ICE Futures US Inc

£40,0008

778

1 July 2011141187

7811

8NYSE Liffe US

£40,000

1 July 201111

11

SIS x-clear AG

£100,0008

33577

1 July20111187

357811

3Eurex Clearing AG

£70,00011

577811

1 July20111187

57811

5ICE Clear US Inc

£70,0008

778

1 July 20111187

7811

5Chicago Mercantile Exchange (CME) (ROCH)7

7

£100,00011

7711

1 July 20111187

7811

8European Multi-Lateral Clearing Facility

£100,000

1 July 201111

11

Cassa di Compensazione e Garanzia (CC&G)

£70,000

1 July 201111

11

11LCH Clearnet SA

£100,000

1 July 2011

Any other overseas investment exchange recognised as such by a recognition order made in the period

35£40,0009

379

30 days after the date on which the recognition order is made

Any other overseas clearing house recognised as such by a recognition order made in the period

£70,0009

3579

30 days after the date on which the recognition order is made