FEES 4 Annex 6 149Periodic fees for recognised investment exchanges, recognised clearing houses and recognised auction platforms payable in relation to the period 1 April 2011 to 31 March 201212
1In this Annex: |
- the term recognised body includes a body which was a recognised investment exchange or a recognised clearing house recognised under the Financial Services Act 1986 and which is a recognised body as a result of Regulation 9 of the Recognition Requirements Regulations; and |
- the term recognition order includes a recognition order made by the FSA under section 37 or section 39 of the Financial Services Act 1986 or a recognition order made by the Treasury under section 40 of the Financial Services Act 1986. |
Part 1 - Periodic fees for UK recognised clearing houses and recognised investment exchanges12
12Name of UK recognised body |
Amount payable |
Due date |
Euroclear UK & Ireland Limited4 4 |
£325,00010 246910 |
246910 |
£275,00011 357811 |
1 September201111 35811 |
|
ICE Futures Europe Ltd4 24 |
£255,00010 2469 |
46910 |
£245,00011 357811 |
1 September201111 357811 |
|
LIFFE Administration and Management |
£400,00010 246910 |
2469 |
£350,00011 357811 |
1 September201111 357811 |
|
LCH Clearnet Limited |
£375,00010 246910 |
246910 |
£325,00011 357811 |
1 September201111 357811 |
|
The London Metal Exchange Limited |
£237,50010 24610 |
2469 |
£212,50011 357811 |
1 September201111 357811 |
|
London Stock Exchange plc |
£335,00010 246910 |
24691010 |
£280,00011 357811 |
1 September201111 357811 |
|
EDX London Ltd |
£60,00010 246910 |
246910 |
£30,00011 357811 |
1 September201111 357811 |
|
PLUS Markets Plc4 |
£110,00010 6910 |
30 April 201110 6910 |
£85,00011 7811 |
1 September 201111 7811 |
|
European Central Counterparty Limited4 |
£187,50010 6910 |
30 April 201110 6910 |
£167,50011 811 |
1 September 201111 811 |
|
ICE Clear Europe Limited4 |
£275,00010 6910 |
30 April 201110 69 |
£265,00011 811 |
1 September 201111 811 |
|
10Chicago Mercantile Exchange Clearing Europe |
£125,000 |
30 April 2011 |
£275,00011 |
1 September 201111 |
|
Any other UK recognised investment exchange recognised as such by a recognition order made in the period |
£150,000 |
30 days after the date on which the recognition order is made |
Any other UK recognised clearing house recognised as such by a recognition order made in the period |
£250,000 |
30 days after the date on which the recognition order is made |
12Part 1A - Periodic fees for recognised auction platforms
12Name of recognised auction platform |
Amount payable |
Due date |
An RAP recognised as such by a recognition order made in the period |
£50,000 |
30 days after the date on which the recognition order is made |
Part 2 - Periodic fees for overseas recognised bodies
Name of overseas recognised body |
Amount payable |
Due date |
The Chicago Mercantile Exchange (CME) (ROIE)7 |
£40,0008 3577 |
357811 |
Chicago Board of Trade |
3578 | 357811 |
EUREX (Zurich) |
3578 | 357811 |
National Association of Securities and Dealers Automated Quotations (NASDAQ) |
3578 | 357811 |
New York Mercantile Exchange Inc. |
£40,0008 35778 |
357811 |
The Swiss Stock Exchange |
£40,0008 35778 |
357811 |
Sydney Futures Exchange Limited |
£40,0008 35778 |
357811 |
5ICE Futures US Inc |
£40,0008 778 |
7811 |
8NYSE Liffe US |
£40,000 |
1 July 201111 11 |
SIS x-clear AG |
£100,0008 33577 |
357811 |
3Eurex Clearing AG |
£70,00011 577811 |
57811 |
5ICE Clear US Inc |
£70,0008 778 |
7811 |
5Chicago Mercantile Exchange (CME) (ROCH)7 7 |
£100,00011 7711 |
7811 |
8European Multi-Lateral Clearing Facility |
£100,000 |
1 July 201111 11 |
Cassa di Compensazione e Garanzia (CC&G) |
£70,000 |
1 July 201111 11 |
11LCH Clearnet SA |
£100,000 |
1 July 2011 |
Any other overseas investment exchange recognised as such by a recognition order made in the period |
379 | 30 days after the date on which the recognition order is made |
Any other overseas clearing house recognised as such by a recognition order made in the period |
£70,0009 3579 |
30 days after the date on which the recognition order is made |