FEES 4 Annex 6 1 4 9Periodic fees for recognised investment exchanges and recognised clearing houses payable in relation to the period 1 April 2011 to 31 March 201210

R01/06/2011

1In this Annex:

- the term recognised body includes a body which was a recognised investment exchange or a recognised clearing house recognised under the Financial Services Act 1986 and which is a recognised body as a result of Regulation 9 of the Recognition Requirements Regulations; and

- the term recognition order includes a recognition order made by the FSA under section 37 or section 39 of the Financial Services Act 1986 or a recognition order made by the Treasury under section 40 of the Financial Services Act 1986.

Part 1 - Periodic fees for UK recognised bodies

Name of UK recognised body	Amount payable	Due date
Euroclear UK & Ireland Limited4 4	£325,00010 2 4 6 9 10	430 April 201110 2 4 6 9 10
Euroclear UK & Ireland Limited4 4	£275,00011 3 5 7 8 11	1 September201111 3 5 8 11
ICE Futures Europe Ltd4 2 4	£255,00010 2 4 6 9	430 April 201110 4 6 9 10
ICE Futures Europe Ltd4 2 4	£245,00011 3 5 7 8 11	1 September201111 3 5 7 8 11
LIFFE Administration and Management	£400,00010 2 4 6 9 10	430 April 201110 2 4 6 9
LIFFE Administration and Management	£350,00011 3 5 7 8 11	1 September201111 3 5 7 8 11
LCH Clearnet Limited	£375,00010 2 4 6 9 10	430 April 201110 2 4 6 9 10
LCH Clearnet Limited	£325,00011 3 5 7 8 11	1 September201111 3 5 7 8 11
The London Metal Exchange Limited	£237,50010 2 4 6 10	430 April 201110 2 4 6 9
The London Metal Exchange Limited	£212,50011 3 5 7 8 11	1 September201111 3 5 7 8 11
London Stock Exchange plc	£335,00010 2 4 6 9 10	4 2 4 6 9 10 10
London Stock Exchange plc	£280,00011 3 5 7 8 11	1 September201111 3 5 7 8 11
EDX London Ltd	£60,00010 2 4 6 9 10	430 April 201110 2 4 6 9 10
EDX London Ltd	£30,00011 3 5 7 8 11	1 September201111 3 5 7 8 11
PLUS Markets Plc4	£110,00010 6 9 10	30 April 201110 6 9 10
PLUS Markets Plc4	£85,00011 7 8 11	1 September 201111 7 8 11
European Central Counterparty Limited4	£187,50010 6 9 10	30 April 201110 6 9 10
European Central Counterparty Limited4	£167,50011 8 11	1 September 201111 8 11
ICE Clear Europe Limited4	£275,00010 6 9 10	30 April 201110 6 9
ICE Clear Europe Limited4	£265,00011 8 11	1 September 201111 8 11
10Chicago Mercantile Exchange Clearing Europe	£125,000	30 April 2011
10Chicago Mercantile Exchange Clearing Europe	£275,00011	1 September 201111
Any other UK recognised investment exchange recognised as such by a recognition order made in the period	£150,000	30 days after the date on which the recognition order is made
Any other UK recognised clearing house recognised as such by a recognition order made in the period	£250,000	30 days after the date on which the recognition order is made

Part 2 - Periodic fees for overseas recognised bodies

Name of overseas recognised body	Amount payable	Due date
The Chicago Mercantile Exchange (CME) (ROIE)7	£40,0008 3 5 7 7	1 July201111 8 7 3 5 7 8 11
Chicago Board of Trade	£40,0008 7 3 5 7 8	1 July201111 8 7 3 5 7 8 11
EUREX (Zurich)	£40,0008 7 3 5 7 8	1 July201111 8 7 3 5 7 8 11
National Association of Securities and Dealers Automated Quotations (NASDAQ)	£40,0008 7 3 5 7 8	1 July201111 8 7 3 5 7 8 11
New York Mercantile Exchange Inc.	£40,0008 3 5 7 7 8	1 July201111 8 7 3 5 7 8 11
The Swiss Stock Exchange	£40,0008 3 5 7 7 8	1 July201111 8 7 3 5 7 8 11
Sydney Futures Exchange Limited	£40,0008 3 5 7 7 8	1 July201111 8 7 3 5 7 8 11
5ICE Futures US Inc	£40,0008 7 7 8	1 July 201114 11 8 7 7 8 11
8NYSE Liffe US	£40,000	1 July 201111 11
SIS x-clear AG	£100,0008 3 3 5 7 7	1 July201111 8 7 3 5 7 8 11
3Eurex Clearing AG	£70,00011 5 7 7 8 11	1 July201111 8 7 5 7 8 11
5ICE Clear US Inc	£70,0008 7 7 8	1 July 201111 8 7 7 8 11
5Chicago Mercantile Exchange (CME) (ROCH)7 7	£100,00011 7 7 11	1 July 201111 8 7 7 8 11
8European Multi-Lateral Clearing Facility	£100,000	1 July 201111 11
Cassa di Compensazione e Garanzia (CC&G)	£70,000	1 July 201111 11
11LCH Clearnet SA	£100,000	1 July 2011
Any other overseas investment exchange recognised as such by a recognition order made in the period	3 5£40,0009 3 7 9	30 days after the date on which the recognition order is made
Any other overseas clearing house recognised as such by a recognition order made in the period	£70,0009 3 5 7 9	30 days after the date on which the recognition order is made

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FEES 4 Annex 6 1 4 9Periodic fees for recognised investment exchanges and recognised clearing houses payable in relation to the period 1 April 2011 to 31 March 201210