FEES 4 Annex 6 14Periodic fees for recognised investment exchanges and recognised clearing houses payable in relation to the period 1 April 2009 to 31 March 20106
1In this Annex: |
- the term recognised body includes a body which was a recognised investment exchange or a recognised clearing house recognised under the Financial Services Act 1986 and which is a recognised body as a result of Regulation 9 of the Recognition Requirements Regulations; and |
- the term recognition order includes a recognition order made by the FSA under section 37 or section 39 of the Financial Services Act 1986 or a recognition order made by the Treasury under section 40 of the Financial Services Act 1986. |
Part 1 - Periodic fees for UK recognised bodies
Name of UK recognised body |
Amount payable |
Due date |
Euroclear UK & Ireland Limited4 4 |
£244,5006 246 |
246 |
£310,5007 357 |
1 September20097 35 |
|
ICE Futures Europe Ltd4 24 |
£192,5006 246 |
46 |
267,5007 357 |
1 September20097 357 |
|
LIFFE Administration and Management |
£300,0006 246 |
246 |
£350,0007 357 |
1 September20097 357 |
|
LCH Clearnet Limited |
£281,0006 246 |
246 |
£315,0007 357 |
1 September20097 357 |
|
The London Metal Exchange Limited |
246 | 246 |
£211,5007 357 |
1 September20097 357 |
|
London Stock Exchange plc |
£269,5006 246 |
246 |
£252,5007 357 |
1 September2009 357 |
|
SWX Europe Ltd4 4 |
£77,0006 246 |
246 |
88,0007 357 |
1 September 20097 357 |
|
EDX London Ltd |
£48,0006 246 |
246 |
£37,0007 357 |
1 September20097 357 |
|
PLUS Markets Plc4 |
£77,0006 6 |
30 April 20096 6 |
£118,0007 7 |
1 September 20097 7 |
|
European Central Counterparty Limited4 |
£125,0006 6 |
30 April 20096 6 |
£202,0007 |
1 September 20097 |
|
ICE Clear Europe Limited4 |
£125,0006 6 |
30 April 20096 6 |
£243,0007 |
1 September 20097 |
|
Any other UK recognised investment exchange recognised as such by a recognition order made in the period |
£150,000 |
30 days after the date on which the recognition order is made |
Any other UK recognised clearing house recognised as such by a recognition order made in the period |
£250,000 |
30 days after the date on which the recognition order is made |
Part 2 - Periodic fees for overseas recognised bodies
Name of overseas recognised body |
Amount payable |
Due date |
Cantor Financial Futures Exchange |
£30,0007 357 |
1 July 20097 357 |
The Chicago Mercantile Exchange (CME) (ROIE)7 |
£30,0007 357 |
1 July20097 357 |
Chicago Board of Trade |
£30,0007 357 |
1 July20097 357 |
EUREX (Zurich) |
£30,0007 357 |
1 July20097 357 |
National Association of Securities and Dealers Automated Quotations (NASDAQ) |
£30,0007 357 |
1 July20097 357 |
New York Mercantile Exchange Inc. |
£30,0007 357 |
1 July20097 357 |
The Swiss Stock Exchange |
£30,0007 357 |
1 July20097 357 |
Sydney Futures Exchange Limited |
£30,0007 357 |
1 July20097 357 |
5ICE Futures US Inc |
£30,0007 7 |
1 July 20097 7 |
SIS x-clear AG |
£60,0007 3357 |
1 July20097 357 |
3Eurex Clearing AG |
£60,0007 57 |
1 July20097 57 |
5ICE Clear US Inc |
£60,0007 7 |
1 July 20097 7 |
5Chicago Mercantile Exchange (CME) (ROCH)7 7 |
£60,0007 7 |
1 July 20097 7 |
Any other overseas investment exchange recognised as such by a recognition order made in the period |
37 | 30 days after the date on which the recognition order is made |
Any other overseas clearing house recognised as such by a recognition order made in the period |
£60,0007 357 |
30 days after the date on which the recognition order is made |