Content Options:

Content Options

View Options:

FEES 4 Annex 6 14Periodic fees for recognised investment exchanges and recognised clearing houses payable in relation to the period 1 April 2008 to 31 March 20094

R

1In this Annex:

- the term recognised body includes a body which was a recognised investment exchange or a recognised clearing house recognised under the Financial Services Act 1986 and which is a recognised body as a result of Regulation 9 of the Recognition Requirements Regulations; and

- the term recognition order includes a recognition order made by the FSA under section 37 or section 39 of the Financial Services Act 1986 or a recognition order made by the Treasury under section 40 of the Financial Services Act 1986.

Part 1 - Periodic fees for UK recognised bodies

Name of UK recognised body

Amount payable

Due date

Euroclear UK & Ireland Limited4

4

£261,0004

24

30 April 20084

24

£293,0003

3

1 September 20073

3

ICE Futures Europe Ltd4

24

£177,0004

24

30 April 20084

4

£205,5003

3

1 September 20073

3

LIFFE Administration and Management

£274,5004

24

30 April 20084

24

£296,5003

3

1 September 20073

3

LCH Clearnet Limited

£285,5004

24

30 April 20084

24

£280,5003

3

1 September 20073

3

The London Metal Exchange Limited

£173,5004

24

30 April 20084

24

£180,5003

3

1 September 20073

3

London Stock Exchange plc

£349,0004

24

30 April 20084

24

£366,0003

3

1 September 20073

3

SWX Europe Ltd4

4

£69,5004

24

30 April 20084

24

£99,0003

3

1 September 20073

3

EDX London Ltd

£52,0004

24

30 April 20084

24

£72,0003

3

1 September 20073

3

NYMEX Europe Limited

£67,5002

2

30 April 20072

2

£20,5003

3

1 September 20073

3

PLUS Markets Plc4

£75,000

30 April 2008

European Central Counterparty Limited4

£250,000

30 April 2008

ICE Clear Europe Limited4

£250,000

30 April 2008

Any other UK recognised investment exchange recognised as such by a recognition order made in the period

£150,000

30 days after the date on which the recognition order is made

Any other UK recognised clearing house recognised as such by a recognition order made in the period

£250,000

30 days after the date on which the recognition order is made

Part 2 - Periodic fees for overseas recognised bodies

Name of overseas recognised body

Amount payable

Due date

Cantor Financial Futures Exchange

£20,0003

3

1 July 20073

3

The Chicago Mercantile Exchange

£20,0003

3

1 July 20073

3

Chicago Board of Trade

£20,0003

3

1 July 20073

3

EUREX (Zurich)

£20,0003

3

1 July 20073

3

National Association of Securities and Dealers Automated Quotations (NASDAQ)

£20,0003

3

1 July 20073

3

NQLX LLC

£20,0003

3

1 July 20073

3

New York Mercantile Exchange Inc.

£20,0003

3

1 July 20073

3

The Swiss Stock Exchange

£20,0003

3

1 July 20073

3

Sydney Futures Exchange Limited

£20,0003

3

1 July 20073

3

Warenterminborse Hannover

£20,0003

3

1 July 20073

3

US Futures Exchange LLC7

£20,0003

3

1 July 20073

3

SIS x-clear AG

£50,0003

3

1 July 20073

3

3Eurex Clearing AG

£50,000

1 July2007

Any other overseas investment exchange recognised as such by a recognition order made in the period

£20,0003

3

30 days after the date on which the recognition order is made

Any other overseas clearing house recognised as such by a recognition order made in the period

£50,000

3

30 days after the date on which the recognition order is made