FEES 4 Annex 6 14Periodic fees for recognised investment exchanges and recognised clearing houses payable in relation to the period 1 April 2008 to 31 March 20094
1In this Annex: |
- the term recognised body includes a body which was a recognised investment exchange or a recognised clearing house recognised under the Financial Services Act 1986 and which is a recognised body as a result of Regulation 9 of the Recognition Requirements Regulations; and |
- the term recognition order includes a recognition order made by the FSA under section 37 or section 39 of the Financial Services Act 1986 or a recognition order made by the Treasury under section 40 of the Financial Services Act 1986. |
Part 1 - Periodic fees for UK recognised bodies
Name of UK recognised body |
Amount payable |
Due date |
Euroclear UK & Ireland Limited4 4 |
£261,0004 24 |
30 April 20084 24 |
£293,0003 3 |
1 September 20073 3 |
|
ICE Futures Europe Ltd4 24 |
£177,0004 24 |
30 April 20084 4 |
£205,5003 3 |
1 September 20073 3 |
|
LIFFE Administration and Management |
£274,5004 24 |
30 April 20084 24 |
£296,5003 3 |
1 September 20073 3 |
|
LCH Clearnet Limited |
£285,5004 24 |
30 April 20084 24 |
£280,5003 3 |
1 September 20073 3 |
|
The London Metal Exchange Limited |
£173,5004 24 |
30 April 20084 24 |
£180,5003 3 |
1 September 20073 3 |
|
London Stock Exchange plc |
£349,0004 24 |
30 April 20084 24 |
£366,0003 3 |
1 September 20073 3 |
|
SWX Europe Ltd4 4 |
£69,5004 24 |
30 April 20084 24 |
£99,0003 3 |
1 September 20073 3 |
|
EDX London Ltd |
£52,0004 24 |
30 April 20084 24 |
£72,0003 3 |
1 September 20073 3 |
|
NYMEX Europe Limited |
£67,5002 2 |
30 April 20072 2 |
£20,5003 3 |
1 September 20073 3 |
|
PLUS Markets Plc4 |
£75,000 |
30 April 2008 |
European Central Counterparty Limited4 |
£250,000 |
30 April 2008 |
ICE Clear Europe Limited4 |
£250,000 |
30 April 2008 |
Any other UK recognised investment exchange recognised as such by a recognition order made in the period |
£150,000 |
30 days after the date on which the recognition order is made |
Any other UK recognised clearing house recognised as such by a recognition order made in the period |
£250,000 |
30 days after the date on which the recognition order is made |
Part 2 - Periodic fees for overseas recognised bodies
Name of overseas recognised body |
Amount payable |
Due date |
Cantor Financial Futures Exchange |
£20,0003 3 |
1 July 20073 3 |
The Chicago Mercantile Exchange |
£20,0003 3 |
1 July 20073 3 |
Chicago Board of Trade |
£20,0003 3 |
1 July 20073 3 |
EUREX (Zurich) |
£20,0003 3 |
1 July 20073 3 |
National Association of Securities and Dealers Automated Quotations (NASDAQ) |
£20,0003 3 |
1 July 20073 3 |
NQLX LLC |
£20,0003 3 |
1 July 20073 3 |
New York Mercantile Exchange Inc. |
£20,0003 3 |
1 July 20073 3 |
The Swiss Stock Exchange |
£20,0003 3 |
1 July 20073 3 |
Sydney Futures Exchange Limited |
£20,0003 3 |
1 July 20073 3 |
Warenterminborse Hannover |
£20,0003 3 |
1 July 20073 3 |
US Futures Exchange LLC7 |
£20,0003 3 |
1 July 20073 3 |
SIS x-clear AG |
£50,0003 3 |
1 July 20073 3 |
3Eurex Clearing AG |
£50,000 |
1 July2007 |
Any other overseas investment exchange recognised as such by a recognition order made in the period |
£20,0003 3 |
30 days after the date on which the recognition order is made |
Any other overseas clearing house recognised as such by a recognition order made in the period |
£50,000 3 |
30 days after the date on which the recognition order is made |