FEES 4 ANNEX 1A - Rule-making and Amending Instruments

• FCA 2024/42: Pensions Dashboard Service Instrument 2024

  Chapter: Glossary, FEES, SUP, DISP, PRIN, SYSC, PDCOB, PERG

  Effective Date: 7th November 2024

• FCA 2024/26: Access to Cash Sourcebook Instrument 2024

  Chapter: Glossary, FEES, SUP, ATCS

  Effective Date: 24th July 2024

• FCA 2024/8: Periodic Fees (2024/2025) and Other Fees Instrument 2024

  Chapter: Glossary, FEES

  Effective Date: 28th March 2024

• FCA 2023/26: Periodic Fees (2023/24) and Other Fees Instrument 2023

  Chapter: FEES

  Effective Date: 3rd July 2023

• FCA 2023/15: Application and periodic fees (2023/24) Instrument 2023

  Chapter: FEES

  Effective Date: 31st March 2023

• FCA 2022/30: Dormant Assets Instrument 2022

  Chapter: Glossary, SUP, FEES, DISP, BCOBS, SYSC, PERG

  Effective Date: 18th July 2022

• FCA 2022/27: Periodic Fees (2022/2023) and Other Fees Instrument 2022

  Chapter: FEES

  Effective Date: 28th June 2022

• FCA 2022/8: FEES (Miscellaneous amendments) (No 17) Instrument 2022 (FCA 2022/8)

  Chapter: FEES

  Effective Date: 25th March 2022

• FCA 2021/50: Investment Firms Prudential Regime (Consequential Amendments) Instrument 2021

  Chapter: Glossary, SUP, FEES, PERG, GEN, SYSC, GENPRU, EMPS, OMPS, RCB, FUND, CONC, COCON, COLL, MAR, MIFIDPRU, WDPG

  Effective Date: 26th November 2021

• FCA 2021/27: Fees (Pre-paid Funeral Plan) Instrument 2021

  Chapter: FEES

  Effective Date: 23rd July 2021

• FCA 2021/22: Periodic Fees (2021/2022) and Other Fees Instrument 2021

  Chapter: FEES

  Effective Date: 1st July 2021

• FCA 2021/15: UK Emission Trading Scheme Instrument 2021

  Chapter: Glossary, MAR, LR, FEES, SUP, DISP, REC, PERG, COBS, PRIN, DEPP, TC, IPRU-INV, EG, SYSC

  Effective Date: 30th April 2021

• FOS 2021/3: UK Emission Trading Scheme Instrument 2021

  Chapter: MAR, LR, FEES, SUP, DISP, REC, PERG, COBS, PRIN, DEPP, TC, IPRU-INV, EG, SYSC

  Effective Date: 30th April 2021

• FCA 2021/10: Fees (Multilateral Trading Facilities and Organised Trading Facilities Fees Amendments) Instrument 2021

  Chapter: FEES

  Effective Date: 26th March 2021

• FCA 2020/26: Periodic Fees (2020/2021) and Other Fees Instrument 2020

  Chapter: FEES

  Effective Date: 2nd July 2020

• FCA 2019/85: Handbook Administration (No 51) Instrument 2019

  Chapter: Glossary, MCOB, PR, FIT, FEES, SUP, DISP, GEN, SYSC, COBS, ICOBS, RCB, TC, CREDS, BENCH, CONC, COLL, PERG

  Effective Date: 27th September 2019

• FCA 2019/10: Fees (Miscellaneous Amendments) (No 13) Instrument 2019

  Chapter: FEES

  Effective Date: 1st March 2019

• FCA 2018/59: Fees (Claims Management Companies) Instrument 2018

  Chapter: Glossary, FEES

  Effective Date: 17th December 2018

• FOS 2018/8: Fees (Claims Management Companies) Instrument 2018

  Chapter: Glossary, FEES

  Effective Date: 17th December 2018

• FCA 2018/46: Fees (Miscellaneous Amendments) (No 12) Instrument 2018

  Chapter: FEES

  Effective Date: 28th September 2018

• FCA 2018/31: Fees (Miscellaneous Amendments) (No 11) Instrument 2018

  Chapter: FEES

  Effective Date: 3rd July 2018

• FCA 2018/29: Benchmarks Regulation (Amendment) Instrument 2018

  Chapter: Glossary, MAR, COND, FIT, SUP, FEES, DISP, APER, GEN, SYSC, PRIN, DEPP, CREDS, BENCH, MCOB, COCON, PERG, EG

  Effective Date: 29th June 2018

• FCA 2018/14: Fees (Tariff Data for Insurers from 2018/2019) Instrument 2018

  Chapter: Glossary, FEES

  Effective Date: 9th April 2018

• FOS 2018/2: Fees (Tariff Data for Insurers from 2018/2019) Instrument 2018

  Chapter: Glossary, FEES

  Effective Date: 9th April 2018

• FOS 2017/8: Risk Transformation Regulations 2017 (Consequential Amendments) Instrument 2017

  Chapter: Glossary, SUP, FEES, DISP, SYSC, PRIN, COBS, DEPP

  Effective Date: 12th December 2017

• FCA 2017/81: Risk Transformation Regulations 2017 (Consequential Amendments) Instrument 2017

  Chapter: Glossary, SUP, FEES, DISP, SYSC, PRIN, COBS, DEPP

  Effective Date: 12th December 2017

• FCA 2017/32: Periodic Fees (2017/2018) and Other Fees Instrument 2017

  Chapter: Glossary, FEES

  Effective Date: 3rd July 2017

• FCA 2017/14: Fees (Miscellaneous Amendments) (No 10) Instrument 2017

  Chapter: FEES

  Effective Date: 31st March 2017

• FCA 2017/6: Fees (Miscellaneous Amendments) (No 9) Instrument 2017

  Chapter: Glossary, FEES

  Effective Date: 24th February 2017

• FCA 2016/73: Fees (Tariff Data for Insurers in 2017/2018) Instrument 2016

  Chapter: FEES

  Effective Date: 9th December 2016

• FOS 2016/10: Fees (Tariff Data for Insurers in 2017/2018) Instrument 2016

  Chapter: FEES

  Effective Date: 9th December 2016

• FCA 2016/31: Market Abuse Regulation Instrument 2016

  Chapter: Glossary, MAR, LR, DTR, SUP, FEES, GEN, SYSC, REC, SERV, COBS, APER, BENCH, COCON

  Effective Date: 28th April 2016

• FCA 2016/25: Peer-to-Peer Lending Instrument 2016

  Chapter: Glossary, TC, FEES, SUP, PERG, DISP, CASS, COBS, SYSC, COLL

  Effective Date: 21st March 2016

• FOS 2016/6: Peer-to-Peer Lending Instrument 2016

  Chapter: Glossary, TC, FEES, SUP, PERG, DISP, CASS, COBS, SYSC

  Effective Date: 21st March 2016

• FCA 2016/12: Handbook Separation (Fees) Instrument 2016

  Chapter: Glossary, FEES

  Effective Date: 26th February 2016

• FCA 2015/35: Periodic Fees (2015/2016) and Other Fees Instrument 2015

  Chapter: FEES

  Effective Date: 23rd June 2015

• FCA 2015/12: Fees (Miscellaneous Amendments) (No 8) Instrument 2015

  Chapter: FEES

  Effective Date: 24th March 2015

• FCA 2015/21: Fees (Mortgage Credit Directive) Instrument 2015

  Chapter: Glossary, FEES

  Effective Date: 24th March 2015

• FCA 2014/38: Periodic Fees (2014/2015) and Other Fees Instrument 2014

  Chapter: FEES

  Effective Date: 26th June 2014

• FCA 2014/21: Handbook Administration (No 33) Instrument 2014

  Chapter: Glossary, SYSC, BIPRU, IFPRU, MIPRU, IPRU-INV, COBS, MCOB, CASS, SUP, DISP, CONC, REC, PERG

  Effective Date: 27th March 2014