FEES 4 Annex 14 Primary market periodic fees for the period from 1 April 2024 to 31 March 20251393
Part 1 Base fee |
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Activity group or invoice code (Note 1) |
Description |
Base fee payable (£) |
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E.1 |
Discontinued |
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E.2 |
13Issuer in the equity shares (commercial companies) or closed-ended investment funds category |
A listed issuer of equity shares with a listing in the equity shares (commercial companies) or closed-ended investment funds category 13(see Note 2) 4 |
6,56512 10897635 |
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E.3 |
Listed issuer of shares and certificates representing certain securities13 |
A listed issuer of shares and certificates representing certain securities:13 |
24,87212 108973556 |
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13(1) |
13with a listing in one of the following categories: equity shares (international commercial companies secondary listing), open-ended investment companies, equity shares (transition), equity shares (shell companies), non-equity shares and non-voting equity shares or certificates representing certain securities (see Note 2); and |
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13(2) |
13that does not have a listing in the equity shares (commercial companies) or closed-ended investment funds categories. |
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E.4 |
Discontinued |
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E.5 |
Discontinued |
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E.6 |
Non-listed issuer (in DTR) |
07 8 |
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E.7 |
Primary information provider |
20,75712 10897653 |
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ES.01 |
Sponsor |
A sponsor (see Note 3) |
34,57612 10897653 |
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Notes |
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Note 1 |
The ‘E’ activity groups are codes that appear on FCA invoices for periodic fees. |
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Note 2 |
A listed issuer of shares and certificates representing certain securities need not pay periodic fees if the following conditions apply: |
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(1) the listed issuer, or a related entity, has already paid a periodic fee in respect of the period concerned; or (2) the listed issuer is subject to listing rules as a result of a reverse takeover; or (3) the listed issuer is a newly formed entity, created as a result of a restructuring. |
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Note 3 |
In the case of approval of a sponsor following a change of legal status in accordance with FEES 3 Annex 1R Part 7, the balance of the fees otherwise due from the original sponsor is due from the sponsor that is a result of the change of legal status. |
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Part 2 Variable fee additional to base fee |
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Activity Group |
Market capitalisation as at the last business day of the September8 prior to the fee-year in which the fee is payable in £million |
Fee payable in £per £million or £part million |
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E.2 |
Issuer in the equity shares (commercial companies) or closed-ended investment funds category13 (as described in Part 1) |
0 - 100 |
07 8 |
> 100 - 250 |
55.60669412 11108976523 |
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> 250 – 1,000 |
21.45470312 11108976523 |
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> 1,000 – 5,000 |
13.20624812 11108796523 |
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> 5,000 – 25,000 |
0.32213912 11108976523 |
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> 25,000 |
0.10407612 11108976523 |
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