FEES 4 Annex 14 Primary market periodic fees for the period from 1 April 2024 to 31 March 20251393

Part 1 Base fee

Activity group or invoice code (Note 1)

Description

Base fee payable (£)

E.1

Discontinued

E.2

13Issuer in the equity shares (commercial companies) or closed-ended investment funds category

A listed issuer of equity shares with a listing in the equity shares (commercial companies) or closed-ended investment funds category 13(see Note 2)

6,56512

E.3

Listed issuer of shares and certificates representing certain securities13

A listed issuer of shares and certificates representing certain securities:13

24,87212

13(1)

13with a listing in one of the following categories: equity shares (international commercial companies secondary listing), open-ended investment companies, equity shares (transition), equity shares (shell companies), non-equity shares and non-voting equity shares or certificates representing certain securities (see Note 2); and

13(2)

13that does not have a listing in the equity shares (commercial companies) or closed-ended investment funds categories.

E.4

Discontinued

E.5

Discontinued

E.6

Non-listed issuer (in DTR)

A non-listed issuer (in DTR)

07

E.7

Primary information provider

A primary information provider

20,75712

ES.01

Sponsor

A sponsor (see Note 3)

34,57612

Notes

Note 1

The ‘E’ activity groups are codes that appear on FCA invoices for periodic fees.

Note 2

A listed issuer of shares and certificates representing certain securities need not pay periodic fees if the following conditions apply:

(1) the listed issuer, or a related entity, has already paid a periodic fee in respect of the period concerned; or

(2) the listed issuer is subject to listing rules as a result of a reverse takeover; or

(3) the listed issuer is a newly formed entity, created as a result of a restructuring.

Note 3

In the case of approval of a sponsor following a change of legal status in accordance with FEES 3 Annex 1R Part 7, the balance of the fees otherwise due from the original sponsor is due from the sponsor that is a result of the change of legal status.

Part 2 Variable fee additional to base fee

Activity Group

Market capitalisation as at the last business day of the September8 prior to the fee-year in which the fee is payable in £million

Fee payable in £per £million or £part million

E.2

Issuer in the equity shares (commercial companies) or closed-ended investment funds category13 (as described in Part 1)

0 - 100

07

> 100 - 250

55.60669412

> 250 – 1,000

21.45470312

> 1,000 – 5,000

13.20624812

> 5,000 – 25,000

0.32213912

> 25,000

0.10407612