FEES 4 Annex 10 467Periodic fees for MTF operators payable in relation to the period 1 April 2015 to 31 March 20167
General supervisory category of MTF operator (see Note below) |
Fee payable (£) |
Due date1 August 2015 or, if later, 30 days from the date of the invoice7 7 |
Category 1 |
300,0007 7 |
|
Category 2 |
62,0007 7 |
|
Category 3 |
18,5007 7 |
|
Any other firm whose permission includes operating a multilateral trading facility, including: (a) an EEA firm; or (b) a firm that, during the course of the relevant financial year, receives permission for operating a multilateral trading facility or whose permission is extended to include this activity. |
In the case of an EEA firm that: (a) has not carried on the activity of operating a multilateral trading facility in the UK at any time in the calendar year ending 31 December 2014; and 7 (b) notifies the FCA of that fact by the end of March 2015;7 the fee is zero. In the case of an EEA firm that: (a) has not carried on the activity of operating a multilateral trading facility in the UK at any time in the calendar year ending 31 December In any other case £18,5007 777 |
In the case of a firm that, during the course of the relevant financial year, receives permission for operating a multilateral trading facility or whose permission is extended to include this activity, within 30 days of receiving that permission or extension.In any other case, 1 August 20157 7 |
Note: subject to FEES 4.3.13 R, this table applies to all MTF operators with permission to operate an MTF as at 1 April of the applicable fee year; irrespective of whether, and if so when, their permission to operate an MTF was subsequently cancelled during that fee year. |