FEES 4 Annex 10 4Periodic fees for MTF operators payable in relation to the period 1 April 2014 to 31 March 20156
General supervisory category of MTF operator (see Note below) |
Fee payable (£) |
Due date 1 August 2014 or, if later, 30 days from the date of the invoice |
Category 1 |
£300,000 |
|
Category 2 |
£58,000 |
|
Category 3 |
£17,500 |
|
Any other firm whose permission includes operating a multilateral trading facility, including: (a) an EEA firm; or (b) a firm that, during the course of the relevant financial year, receives permission for operating a multilateral trading facility or whose permission is extended to include this activity. |
In the case of an EEA firm that: (a) has not carried on the activity of operating a multilateral trading facility in the UK at any time in the calendar year ending 31 December 2013; and (b) notifies the FCA of that fact by the end of March 2014; the fee is zero. In the case of an EEA firm that: (a) has not carried on the activity of operating a multilateral trading facility in the UK at any time in the calendar year ending 31 December In any other case £17,500 |
In the case of a firm that, during the course of the relevant financial year, receives permission for operating a multilateral trading facility or whose permission is extended to include this activity, within 30 days of receiving that permission or extension. In any other case, 1 August 2014 |
Note: subject to FEES 4.3.13 R, this table applies to all MTF operators with permission to operate an MTF as at 1 April of the applicable fee year; irrespective of whether, and if so when, their permission to operate an MTF was subsequently cancelled during that fee year. |
||