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FEES 4 Annex 10 142013 to 31 March 2014

R

Name of MTF operator (see Note below)5

Fee payable (£)

Due date

1 August 2013 or, if later, 30 days from the date of the invoice

Barclays Bank Plc

15,000

Baltic Exchange Derivatives Trading Ltd

20,000

BATS Trading Ltd

150,000

BGC Brokers L.P

50,000

EuroMTS Limited

50,000

GFI Brokers Limited

15,000

GFI Securities Limited

50,000

50,000

ICAP Energy Limited

15,000

ICAP Europe Limited

15,000

ICAP Shipping Tanker Derivatives Limited

15,000

ICAP Securities Limited

50,000

ICAP WCLK Limited

15,000

J.P.Morgan Cazenove Limited

15,000

Liquidnet Europe Limited

35,000

My Treasury Limited

15,000

iSWAP Euro Ltd

15,000

3Nomura International Plc

15,000

Credit Agricole Cherveux International

15,000

SmartPool Trading Limited

20,000

TFS-ICAP Limited

15,000

Tradeweb Europe Limited

50,000

Tradition (UK) Limited

15,000

Tradition Financial Services Limited

15,000

Tullett Prebon (Europe) Limited

15,000

Tullett Prebon (Securities) Limited

50,000

Turquoise Global Holdings Ltd

85,000

Goldman Sachs International

15,000

UBS Ltd

15,000

Any other firm whose permission includes operating a multilateral trading facility, including:

(a) an EEA firm; or

(b) a firm that, during the course of the relevant financial year, receives permission for operating a multilateral trading facility or whose permission is extended to include this activity.

In the case of a firm that, during the course of the relevant financial year, receives permission for operating a multilateral trading facility or whose permission is extended to include this activity, within 30 days of receiving that permission or extension.

In any other case, 1 August 2013

Note: subject to FEES 4.3.13 R, this table applies to all MTdF operators with permission to operate an MTF as at 1 April of the applicable fee year; irrespective of whether, and if so when, their permission to operate an MTF was subsequently cancelled during that fee year.