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FEES 4 Annex 10 1Periodic fees for MTF operators payable in relation to the period 1 April 42013 to 31 March 201417432

R
33323

1Name of MTF operator (see Note below)5

Fee payable (£)

Due date32

1 August 2013 or, if later, 30 days from the date of the invoice5

2345

Barclays Bank Plc

15,0005432

45

3Baltic Exchange Derivatives Trading Ltd4

4

20,00054

45

BATS Trading Ltd

150,000542

45

BGC Brokers L.P

50,0005432

245

EuroMTS Limited

50,000542

245

GFI Brokers Limited

15,0005432

2345

GFI Securities Limited

50,0005432

2345

ICAP Electronic Broking Limited

50,0005432

2345

ICAP Energy Limited

15,0005432

2345

ICAP Europe Limited

15,0005432

2345

ICAP Shipping 2Tanker Derivatives Limited

2

15,0005432

345

ICAP Securities Limited

50,0005432

2345

ICAP WCLK Limited

15,0005432

2345

3J.P.Morgan Cazenove Limited

15,00054

45

Liquidnet Europe Limited

35,000542

45

My Treasury Limited

15,0005432

2345

4iSWAP Euro Ltd

15,0005

5

3Nomura International Plc4

15,00054

45

4Credit Agricole Cherveux International

15,0005

5

3

4
4

2SmartPool Trading Limited

20,000543

345

TFS-ICAP Limited

15,0005432

2345

Tradeweb Europe Limited

50,0005432

2345

Tradition (UK) Limited

15,0005432

2345

Tradition Financial Services Limited

15,0005432

2345

Tullett Prebon (Europe) Limited

15,0005432

2345

Tullett Prebon (Securities) Limited

50,0005432

2345

3Turquoise Global Holdings Ltd

85,00054

45

4Goldman Sachs International

15,0005

5

3UBS Ltd

15,00054

45

Any other firm whose permission includes operating a multilateral trading facility, including:

(a) an EEA firm; or

(b) a firm that, during the course of the relevant financial year, receives permission for operating a multilateral trading facility or whose permission is extended to include this activity.

In the case of an EEA firm that:

(a) has not carried on the activity of operating a multilateral trading facility in the UK at any time in the calendar year ending 31 December 201254;2 and

(b) notifies the FCA of that fact by the end of March 2013542;

the fee is zero.

Information required under (b) is to be treated as information required under FEES 4.4 (Information on which Fees are calculated)

In any other case: £15,0005432

2452452345

In the case of a firm that, during the course of the relevant financial year, receives permission for operating a multilateral trading facility or whose permission is extended to include this activity, within 30 days of receiving that permission or extension.

In any other case, 1 August 2013543

2345

Note: subject to FEES 4.3.13 R, this table applies to all MTdF operators with permission to operate an MTF as at 1 April of the applicable fee year; irrespective of whether, and if so when, their permission to operate an MTF was subsequently cancelled during that fee year.5