FEES 4 Annex 10 1Periodic fees for MTF operators payable in relation to the period 1 April 42013 to 31 March 201417432

R01/07/2013

1Name of MTF operator (see Note below)5	Fee payable (£)	Due date3 2 1 August 2013 or, if later, 30 days from the date of the invoice5 2 3 4 5
Barclays Bank Plc	15,0005 4 3 2 4 5
3Baltic Exchange Derivatives Trading Ltd4 4	20,0005 4 4 5
BATS Trading Ltd	150,0005 4 2 4 5
BGC Brokers L.P	50,0005 4 3 2 2 4 5
EuroMTS Limited	50,0005 4 2 2 4 5
GFI Brokers Limited	15,0005 4 3 2 2 3 4 5
GFI Securities Limited	50,0005 4 3 2 2 3 4 5
ICAP Electronic Broking Limited	50,0005 4 3 2 2 3 4 5
ICAP Energy Limited	15,0005 4 3 2 2 3 4 5
ICAP Europe Limited	15,0005 4 3 2 2 3 4 5
ICAP Shipping 2Tanker Derivatives Limited 2	15,0005 4 3 2 3 4 5
ICAP Securities Limited	50,0005 4 3 2 2 3 4 5
ICAP WCLK Limited	15,0005 4 3 2 2 3 4 5
3J.P.Morgan Cazenove Limited	15,0005 4 4 5
Liquidnet Europe Limited	35,0005 4 2 4 5
My Treasury Limited	15,0005 4 3 2 2 3 4 5
4iSWAP Euro Ltd	15,0005 5
3Nomura International Plc4	15,0005 4 4 5
4Credit Agricole Cherveux International	15,0005 5
3 4	4
2SmartPool Trading Limited	20,0005 4 3 3 4 5
TFS-ICAP Limited	15,0005 4 3 2 2 3 4 5
Tradeweb Europe Limited	50,0005 4 3 2 2 3 4 5
Tradition (UK) Limited	15,0005 4 3 2 2 3 4 5
Tradition Financial Services Limited	15,0005 4 3 2 2 3 4 5
Tullett Prebon (Europe) Limited	15,0005 4 3 2 2 3 4 5
Tullett Prebon (Securities) Limited	50,0005 4 3 2 2 3 4 5
3Turquoise Global Holdings Ltd	85,0005 4 4 5
4Goldman Sachs International	15,0005 5
3UBS Ltd	15,0005 4 4 5
Any other firm whose permission includes operating a multilateral trading facility, including: (a) an EEA firm; or (b) a firm that, during the course of the relevant financial year, receives permission for operating a multilateral trading facility or whose permission is extended to include this activity.	In the case of an EEA firm that: (a) has not carried on the activity of operating a multilateral trading facility in the UK at any time in the calendar year ending 31 December 20125 4;2 and (b) notifies the FCA of that fact by the end of March 20135 4 2; the fee is zero. Information required under (b) is to be treated as information required under FEES 4.4 (Information on which Fees are calculated) In any other case: £15,0005 4 3 2 2 4 5 2 4 5 2 3 4 5	In the case of a firm that, during the course of the relevant financial year, receives permission for operating a multilateral trading facility or whose permission is extended to include this activity, within 30 days of receiving that permission or extension. In any other case, 1 August 20135 4 3 2 3 4 5
Note: subject to FEES 4.3.13 R, this table applies to all MTdF operators with permission to operate an MTF as at 1 April of the applicable fee year; irrespective of whether, and if so when, their permission to operate an MTF was subsequently cancelled during that fee year.5

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FEES 4 Annex 10 1Periodic fees for MTF operators payable in relation to the period 1 April 42013 to 31 March 201417432