FEES 4 Annex 10 1Periodic fees for MTF operators payable in relation to the period 1 April 42012 to 31 March 2013432

R01/06/2012

1Name of MTF operator	Fee payable (£)	Due date 1 July 20124 3 2 2 3 4
Barclays Bank Plc	5,0004 3 2 4
3Baltic Exchange Derivatives Trading Ltd4 4	23,5004 4
BATS Trading Ltd	109,0004 2 4
BGC Brokers L.P	5,0004 3 2 2 4
Cantor Index Limited	10,0004 3 2 3 4
Chi-X Europe Limited	175,0004 3 2 2 3 4
EuroMTS Limited	35,5004 2 2 4
GFI Brokers Limited	5,0004 3 2 2 3 4
GFI Securities Limited	5,0004 3 2 2 3 4
ICAP Electronic Broking Limited	7,8004 3 2 2 3 4
ICAP Energy Limited	5,0004 3 2 2 3 4
ICAP Europe Limited	5,0004 3 2 2 3 4
ICAP Shipping 2Tanker Derivatives Limited 2	5,0004 3 2 3 4
ICAP Securities Limited	5,0004 3 2 2 3 4
ICAP WCLK Limited	5,0004 3 2 2 3 4
3J.P.Morgan Cazenove Limited	N/A4 4
Liquidnet Europe Limited	83,0004 2 4
MF Global UK Limited	N/A4 3 2 2 3 4
My Treasury Limited	5,0004 3 2 2 3 4
4iSWAP Euro Ltd	5,000
3Nomura International Plc4	5,0004 4
4Credit Agricole Cherveux International	5,000
3 4	4
2SmartPool Trading Limited	26,5004 3 3 4
TFS-ICAP Limited	5,0004 3 2 2 3 4
Tradeweb Europe Limited	16,0004 3 2 2 3 4
Tradition (UK) Limited	5,0004 3 2 2 3 4
Tradition Financial Services Limited	5,0004 3 2 2 3 4
Tullett Prebon (Europe) Limited	5,0004 3 2 2 3 4
Tullett Prebon (Securities) Limited	5,0004 3 2 2 3 4
3Turquoise Global Holdings Ltd	165,5004 4
4Goldman Sachs International	5,000
3UBS Ltd	5,0004 4
Any other firm whose permission includes operating a multilateral trading facility, including: (a) an EEA firm; or (b) a firm that, during the course of the relevant financial year, receives permission for operating a multilateral trading facility or whose permission is extended to include this activity.	In the case of an EEA firm that: (a) has not carried on the activity of operating a multilateral trading facility in the UK at any time in the calendar year ending 31 December 20114;2 and (b) notifies the FSA of that fact by the end of March 20124 2; the fee is zero. Information required under (b) is to be treated as information required under FEES 4.4 (Information on which Fees are calculated) In any other case: £4,4004 3 2 2 4 2 4 2 3 4	In the case of a firm that, during the course of the relevant financial year, receives permission for operating a multilateral trading facility or whose permission is extended to include this activity, within 30 days of receiving that permission or extension. In any other case, 1 July 20124 3 2 3 4

01/06/2012

2There is deducted from the fee specified in this Annex 9.34%3 of the fee payable to take into account financial penalties received by the FSA under section 66, 123 and 206 of the Act 3in the previous financial year.

3 4

Select a Version:

Content Options:

View Options:

More Resources:

Alternative versions

FEES 4 Annex 10 1Periodic fees for MTF operators payable in relation to the period 1 April 42012 to 31 March 2013432