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Status: You are viewing the version of the handbook as on 2012-12-13.

FEES 4 Annex 10 1Periodic fees for MTF operators payable in relation to the period 1 April 42012 to 31 March 2013432

R
33323

1Name of MTF operator

Fee payable (£)

Due date 1 July 2012432

234

Barclays Bank Plc

5,000432

4

3Baltic Exchange Derivatives Trading Ltd4

4

23,5004

4

BATS Trading Ltd

109,00042

4

BGC Brokers L.P

5,000432

24

Cantor Index Limited

10,000432

34

Chi-X Europe Limited

175,000432

234

EuroMTS Limited

35,50042

24

GFI Brokers Limited

5,000432

234

GFI Securities Limited

5,000432

234

ICAP Electronic Broking Limited

7,800432

234

ICAP Energy Limited

5,000432

234

ICAP Europe Limited

5,000432

234

ICAP Shipping 2Tanker Derivatives Limited

2

5,000432

34

ICAP Securities Limited

5,000432

234

ICAP WCLK Limited

5,000432

234

3J.P.Morgan Cazenove Limited

N/A4

4

Liquidnet Europe Limited

83,00042

4

MF Global UK Limited

N/A432

234

My Treasury Limited

5,000432

234

4iSWAP Euro Ltd

5,000

3Nomura International Plc4

5,0004

4

4Credit Agricole Cherveux International

5,000

3

4
4

2SmartPool Trading Limited

26,50043

34

TFS-ICAP Limited

5,000432

234

Tradeweb Europe Limited

16,000432

234

Tradition (UK) Limited

5,000432

234

Tradition Financial Services Limited

5,000432

234

Tullett Prebon (Europe) Limited

5,000432

234

Tullett Prebon (Securities) Limited

5,000432

234

3Turquoise Global Holdings Ltd

165,5004

4

4Goldman Sachs International

5,000

3UBS Ltd

5,0004

4

Any other firm whose permission includes operating a multilateral trading facility, including:

(a) an EEA firm; or

(b) a firm that, during the course of the relevant financial year, receives permission for operating a multilateral trading facility or whose permission is extended to include this activity.

In the case of an EEA firm that:

(a) has not carried on the activity of operating a multilateral trading facility in the UK at any time in the calendar year ending 31 December 20114;2 and

(b) notifies the FSA of that fact by the end of March 201242;

the fee is zero.

Information required under (b) is to be treated as information required under FEES 4.4 (Information on which Fees are calculated)

In any other case: £4,400432

2424234

In the case of a firm that, during the course of the relevant financial year, receives permission for operating a multilateral trading facility or whose permission is extended to include this activity, within 30 days of receiving that permission or extension.

In any other case, 1 July 201243

234

2There is deducted from the fee specified in this Annex 9.34%3 of the fee payable to take into account financial penalties received by the FSA under section 66, 123 and 206 of the Act 3in the previous financial year.

34