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FEES 4 Annex 10 1Periodic fees for MTF operators payable in relation to the period 1 April 2010 to 31 March 20112

R
2

1Name of MTF operator

Fee payable (£)

Due date 1 July 20102

2

2Baikal Global Ltd

25,000

Barclays Bank Plc

3,6002

BATS Trading Ltd

80,0002

BGC Brokers L.P

3,6002

2

Cantor Index Limited

7,7502

CantorCO2e Limited

3,6002

2

Chi-X Europe Limited

125,0002

2

EuroMTS Limited

30,0002

2

GFI Brokers Limited

3,6002

2

GFI Securities Limited

3,6002

2

ICAP Electronic Broking Limited

6,0002

2

ICAP Energy Limited

3,6002

2

ICAP Europe Limited

3,6002

2

ICAP Shipping 2Tanker Derivatives Limited

2

3,6002

ICAP Securities Limited

3,6002

2

ICAP WCLK Limited

3,6002

2

Liquidnet Europe Limited

70,0002

MF Global UK Limited

3,3002

2

My Treasury Limited

3,6002

2

NASDAQ OMX Europe Limited

70,0002

2SmartPool Trading Limited

20,000

TFS-ICAP Limited

3,6002

2

Tradeweb Europe Limited

12,5002

2

Tradition (UK) Limited

3,6002

2

Tradition Financial Services Limited

3,6002

2

Tullett Prebon (Europe) Limited

3,6002

2

Tullett Prebon (Securities) Limited

3,6002

2

Turquoise Services Limited

80,0002

2

Any other firm whose permission includes operating a multilateral trading facility, including:

(a) an EEA firm; or

(b) a firm that, during the course of the relevant financial year, receives permission for operating a multilateral trading facility or whose permission is extended to include this activity.

In the case of an EEA firm that:

(a) has not carried on the activity of operating a multilateral trading facility in the UK at any time in the calendar year ending 31 December 2009;2 and

(b) notifies the FSA of that fact by the end of March 20102;

the fee is zero.

Information required under (b) is to be treated as information required under FEES 4.4 (Information on which Fees are calculated)

In any other case: £30002

222

In the case of a firm that, during the course of the relevant financial year, receives permission for operating a multilateral trading facility or whose permission is extended to include this activity, within 30 days of receiving that permission or extension.

In any other case, 1 July 20102

2

2There is deducted from the fee specified in this Annex 7.5% of the fee payable to take into account financial penalties received by the FSA in the previous financial year.