FEES 4.2 - Rule-making and Amending Instruments

• FCA 2024/42: Pensions Dashboard Service Instrument 2024

  Chapter: Glossary, FEES, SUP, DISP, PRIN, SYSC, PDCOB, PERG

  Effective Date: 7th November 2024

• FCA 2024/37: Long-Term Investment Fund (Amendment) Instrument 2024

  Chapter: Glossary, FEES, COMP, DISP, COBS, DEPP, FUND, COLL, EG

  Effective Date: 5th November 2024

• FCA 2024/26: Access to Cash Sourcebook Instrument 2024

  Chapter: Glossary, FEES, SUP, ATCS

  Effective Date: 24th July 2024

• FCA 2024/24: UK Listing Rules (Consequential Amendments) Instrument 2024

  Chapter: Glossary, DTR, FEES, APER, COBS, DEPP, COCON, EG, ESG

  Effective Date: 11th July 2024

• FCA 2024/8: Periodic Fees (2024/2025) and Other Fees Instrument 2024

  Chapter: Glossary, FEES

  Effective Date: 28th March 2024

• FCA 2023/26: Periodic Fees (2023/24) and Other Fees Instrument 2023

  Chapter: FEES

  Effective Date: 3rd July 2023

• FCA 2022/8: FEES (Miscellaneous amendments) (No 17) Instrument 2022 (FCA 2022/8)

  Chapter: FEES

  Effective Date: 25th March 2022

• FCA 2021/27: Fees (Pre-paid Funeral Plan) Instrument 2021

  Chapter: FEES

  Effective Date: 23rd July 2021

• FCA 2021/15: UK Emission Trading Scheme Instrument 2021

  Chapter: Glossary, MAR, LR, FEES, SUP, DISP, REC, PERG, COBS, PRIN, DEPP, TC, IPRU-INV, EG, SYSC

  Effective Date: 30th April 2021

• FOS 2021/3: UK Emission Trading Scheme Instrument 2021

  Chapter: MAR, LR, FEES, SUP, DISP, REC, PERG, COBS, PRIN, DEPP, TC, IPRU-INV, EG, SYSC

  Effective Date: 30th April 2021

• FCA 2021/10: Fees (Multilateral Trading Facilities and Organised Trading Facilities Fees Amendments) Instrument 2021

  Chapter: FEES

  Effective Date: 26th March 2021

• FCA 2020/26: Periodic Fees (2020/2021) and Other Fees Instrument 2020

  Chapter: FEES

  Effective Date: 2nd July 2020

• FCA 2019/76: Periodic Fees (2019/2020) and Other Fees Instrument 2019

  Chapter: FEES

  Effective Date: 1st July 2019

• FCA 2018/46: Fees (Miscellaneous Amendments) (No 12) Instrument 2018

  Chapter: FEES

  Effective Date: 28th September 2018

• FCA 2018/30: Periodic Fees (2018/2019) and Other Fees Instrument 2018

  Chapter: FEES

  Effective Date: 3rd July 2018

• FCA 2018/31: Fees (Miscellaneous Amendments) (No 11) Instrument 2018

  Chapter: FEES

  Effective Date: 3rd July 2018

• FCA 2018/29: Benchmarks Regulation (Amendment) Instrument 2018

  Chapter: Glossary, MAR, COND, FIT, SUP, FEES, DISP, APER, GEN, SYSC, PRIN, DEPP, CREDS, BENCH, MCOB, COCON, PERG, EG

  Effective Date: 29th June 2018

• FCA 2018/25: Insurance Distribution Directive Instrument 2018

  Chapter: Glossary, CASS, PROF, COND, TC, FIT, SUP, FEES, PERG, COMP, DISP, GEN, SYSC, MIPRU, COBS, PRIN, ICOBS, CREDS, EG, IPRU-INV, PROD

  Effective Date: 25th May 2018

• FCA 2018/14: Fees (Tariff Data for Insurers from 2018/2019) Instrument 2018

  Chapter: Glossary, FEES

  Effective Date: 9th April 2018

• FOS 2018/2: Fees (Tariff Data for Insurers from 2018/2019) Instrument 2018

  Chapter: Glossary, FEES

  Effective Date: 9th April 2018

• FCA 2017/32: Periodic Fees (2017/2018) and Other Fees Instrument 2017

  Chapter: Glossary, FEES

  Effective Date: 3rd July 2017

• FCA 2017/14: Fees (Miscellaneous Amendments) (No 10) Instrument 2017

  Chapter: FEES

  Effective Date: 31st March 2017

• FCA 2017/6: Fees (Miscellaneous Amendments) (No 9) Instrument 2017

  Chapter: Glossary, FEES

  Effective Date: 24th February 2017

• FCA 2016/73: Fees (Tariff Data for Insurers in 2017/2018) Instrument 2016

  Chapter: FEES

  Effective Date: 9th December 2016

• FOS 2016/10: Fees (Tariff Data for Insurers in 2017/2018) Instrument 2016

  Chapter: FEES

  Effective Date: 9th December 2016

• FCA 2016/41: Periodic Fees (2016/2017) and Other Fees Instrument 2016

  Chapter: Glossary, FEES

  Effective Date: 30th June 2016

• FCA 2016/31: Market Abuse Regulation Instrument 2016

  Chapter: Glossary, MAR, LR, DTR, SUP, FEES, GEN, SYSC, REC, SERV, COBS, APER, BENCH, COCON

  Effective Date: 28th April 2016

• FCA 2016/13: UKLA Fees (and Related Fees) Instrument 2016

  Chapter: Glossary, FEES

  Effective Date: 26th February 2016

• FCA 2016/12: Handbook Separation (Fees) Instrument 2016

  Chapter: Glossary, FEES

  Effective Date: 26th February 2016

• FCA 2015/66: European Long-Term Investment Funds Regulation Instrument 2015

  Chapter: Glossary, FEES, COBS, FUND

  Effective Date: 4th December 2015

• FOS 2015/5: Fees (Consumer Buy To Let) Instrument 2015

  Chapter: Glossary, FEES

  Effective Date: 9th July 2015

• FCA 2015/36: Fees (Consumer Buy to Let) Instrument 2015

  Chapter: Glossary, FEES

  Effective Date: 23rd June 2015

• FCA 2015/35: Periodic Fees (2015/2016) and Other Fees Instrument 2015

  Chapter: FEES

  Effective Date: 23rd June 2015

• FCA 2015/12: Fees (Miscellaneous Amendments) (No 8) Instrument 2015

  Chapter: FEES

  Effective Date: 24th March 2015

• FCA 2014/19: Fees (Consumer Credit No 2) Instrument 2014

  Chapter: FEES, SUP

  Effective Date: 27th March 2014

• FCA 2014/18: Fees (Miscellaneous Amendments) (No 7) Instrument 2014

  Chapter: Glossary, FEES, SUP

  Effective Date: 27th March 2014

• FCA 2014/9: Listing Rules and Disclosure and Transparency Rules (Primary Information Providers) Instrument 2014

  Chapter: Glossary, FEES, LR, DTR, EG

  Effective Date: 30th January 2014

• FCA 2013/55: Alternative Investment Fund Managers Directive (Private Placement and Registration Fees and Miscellaneous Directions) Instrument 2013

  Chapter: FEES, SUP, FUND

  Effective Date: 25th July 2013

• FCA 2013/50: Authorised Contractual Schemes (Handbook Amendments) Instrument 2013

  Chapter: PRIN, SYSC, TC, GEN, FEES, UPRU, IPRU-FSOC, IPRU-INV, COBS, ICOBS, MCOB, BCOBS, CASS, MAR, SUP, DEPP, DISP, COMP, COLL, PROF, LR, PR, DTR, EG, PERG

  Effective Date: 27th June 2013

• FCA 2013/51: Alternative Investment Fund Managers Directive Instrument 2013

  Chapter: PRIN, SYSC, GEN, FEES, GENPRU, BIPRU, UPRU, IPRU-INV, COBS, CASS, SUP, DISP, COMP, FUND, PERG

  Effective Date: 27th June 2013