FEES 3 Annex 5 Document vetting and approval fees in relation to listing and prospectus rules

R01/04/2007

Part 1

Fee type		Fee amount
Transaction vetting fees Transaction vetting fees relate to specific events or transactions that an issuer might be involved in during the year. 2
Eligibility	New applicants	1,300
Category 1	Class 1 transactions Listing particulars for Depositary Receipts4	5,700
Category 2	Listing particulars for issuers of specialist securities 4 4	2,500
Category 3	All other vetting only transactions	2,500
Category 4	Supplementary listing particulars	500

Part 2

These fees relate to approval or vetting of the documents referred to in the second column of this table arising in relation to specific events or transactions that an issuer, offeror or person requesting admission might be involved in during the year.

Category 1	Equity prospectus Equivalent document referred to in PR 1.2.2R(2) or (3) or PR 1.2.3R(3) or (4) Depositary Receipt prospectus 4	5,700
Category 2	Equity registration document	4,000
Category 3	Equity securities note and summary Summary document referred to in PR 1.2.3R(8)	2,500
Category 4	Non-equity prospectus or base prospectus (excluding drawdown prospectus or base prospectus)4 Equivalent document referred to in PR 1.2.2R(2) or (3) or PR 1.2.3R(3) or (4)	2,500
Category 5	Non-equity registration document	1,750
Category 6	Non-equity securities note and summary Summary document referred to in PR 1.2.3R(8)	6004 4
Category 7	Supplementary prospectus	5003
4Category 8	Drawdown prospectus or base prospectus	600

For the purposes of categories 1-3 of this fee schedule, equity does not include convertible securities or depositary receipts. These are treated as non-equity.

Where a fee in category 8 of this fee schedule is payable, the listing application fee under FEES 3 Annex 4 Part 1 does not apply.4

Fees from other fee schedules contained in other sections of the sourcebook may be applicable to a single submission.

Certain transactions may come within the category of significant transactions and thus attract a higher fee, as set out in 3.2.7(q) R.4

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FEES 3 Annex 5 Document vetting and approval fees in relation to listing and prospectus rules