FEES 3 Annex 5 Document vetting and approval fees in relation to listing and prospectus rules
Part 1
Fee type |
|
Fee amount |
Transaction vetting fees Transaction vetting fees relate to specific events or transactions that an issuer might be involved in during the year. 2 |
||
Eligibility |
New applicants |
1,300 |
Category 1 |
5,700 |
|
Category 2 |
Listing particulars for specialist security issuers (including depositary receipts) |
2,500 |
Category 3 |
All other vetting only transactions |
2,500 |
Category 4 |
500 |
|
Part 2
These fees relate to approval or vetting of the documents referred to in the second column of this table arising in relation to specific events or transactions that an issuer, offeror or person requesting admission might be involved in during the year.
2Category 1 |
Equity prospectus Equivalent document referred to in PR 1.2.2R(2) or (3) or PR 1.2.3R(3) or (4) |
5,700 |
Category 2 |
Equity registration document |
4,000 |
Category 3 |
Equity securities note and summary Summary document referred to in PR 1.2.3R(8) |
2,500 |
Category 4 |
Non-equity prospectus or base prospectus Equivalent document referred to in PR 1.2.2R(2) or (3) or PR 1.2.3R(3) or (4) |
2,500 |
Category 5 |
Non-equity registration document |
1,750 |
Category 6 |
Non-equity securities note and summary Summary document referred to in PR 1.2.3R(8) |
1,000 |
Category 7 |
5003 |
For the purposes of categories 1-3 of this fee schedule, equity does not include convertible securities or depositary receipts. These are treated as non-equity.
Fees from other fee schedules contained in other sections of the sourcebook may be applicable to a single submission.