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FEES 3 Annex 3 11102Application fees payable in connection with Recognised Investment Exchanges and Recognised Auction Platforms6

R

Description of applicant

Applicable pricing category in FEES 3 Annex 1AR7 or amount payable (£)9

Due date

Part 1 (UK recognised bodies)

Applicant for recognition as a UK RIE

Category9 107

Date the application is made

Applicant for recognition as a RAP (payable in addition to any other application fee due under this part)6

15

£935,0006

5

Date the application is made6

25

[deleted]4

2333

[deleted]4

3

Additional fees for a UK RIE1 applicant who proposes to:

10

- offer safeguarding and administration services

Category9 87

Date the application is made

- use substantially new and untested information technology systems in the performance of its relevant functions

Category9 87

Date the application is made

Part 2 (ROIEs10)

10

Applicant for recognition as a recognised overseas investment exchange

Category9 97

Date the application is made

Additional fees for applicant who proposes to:

- offer safeguarding and administration services

Category9 87

Date the application is made

8- use substantially new and untested information technology systems in the performance of its relevant functions

Category9 7

Date the application is made