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FEES 3 Annex 3 11102Application fees payable in connection with Recognised Investment Exchanges and Recognised Auction Platforms

R

Description of applicant

Amount payable

Due date

Part 1 (UK recognised bodies)

Applicant for recognition as a UK RIE

100,000

Date the application is made

1Applicant for recognition as an RAP (payable in addition to any other application fee due under this part)

35,000

Date the application is made2

[deleted]4

2333

[deleted]4

3

Additional fees for a UK RIE1 applicant who proposes to:

10

- offer safeguarding and administration services

25,000

Date the application is made

- use substantially new and untested information technology systems in the performance of its relevant functions

25,000

Date the application is made

Part 2 (ROIEs10)

10

Applicant for recognition as a recognised overseas investment exchange

50,000

Date the application is made

Additional fees for applicant who proposes to:

- offer safeguarding and administration services

25,000

Date the application is made