FEES 3 Annex 3 1Application fees payable in connection with Recognised Investment Exchanges, Recognised Clearing Houses and Recognised Auction Platforms1
Description of applicant |
Amount payable |
Due date |
Part 1 (UK recognised bodies) |
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Applicant for recognition as a UK RIE |
100,000 |
Date the application is made |
Applicant for recognition as a UK RCH |
100,000 |
Date the application is made1 |
1Applicant for recognition as an RAP (payable in addition to any other application fee due under this part) |
35,000 |
Date the application is made |
Additional fees for a UK RIE or UK RCH1 applicant who proposes to: |
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- act as a central counterparty |
25,000 |
Date the application is made |
- offer safeguarding and administration services |
25,000 |
Date the application is made |
- use substantially new and untested information technology systems in the performance of its relevant functions |
25,000 |
Date the application is made |
Part 2 (overseas recognised bodies) |
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Applicant for recognition as a recognised overseas investment exchange |
50,000 |
Date the application is made |
Applicant for recognition as a recognised overseas clearing house |
50,000 |
Date the application is made |
Additional fees for applicant who proposes to: |
||
- act as a central counterparty |
25,000 |
Date the application is made |
- offer safeguarding and administration services |
25,000 |
Date the application is made |