FEES 3 Annex 14 Other FCA application fees

1

Any person seeking an order under section 326(1) of the Act to become a designated professional body

6

30 days after the order is granted

2

Any applicant to be added to the list of designated investment exchanges

9

On or before the date the application is made

3

Any applicant for recognition as an accredited body

4

On or before the date the application is made

4

Any applicant for registration under regulation 14 of the Risk Transformation Regulations as a protected cell company

2

On or before the date the application is made

5

Applications under the benchmarks regulation

(a)

recognition of an administrator in accordance with article 32 of the benchmarks regulation

5

On the date the application is made

(b)

endorsement of a benchmark or family of benchmarks in accordance with article 33 of the benchmarks regulation

3

On the date the application is made

6

Applications under the DRS Regulations2 in relation to MiFID and/or MiFIR and/or MAR

(a)

Application for authorisation under regulation 7 of the DRS Regulations, or the operator of a trading venue seeking verification of their compliance with Title V of MiFID under regulation 8 of the DRS Regulations. The pricing categories in either (a)(i), (ii) or (iii) below apply

(i)

Application to operate one data reporting service, plus 50% of the fee for each additional service applied for

62

On the date the application is made

(ii)

Application to operate more than one data reporting services

50% of 62 for each additional service plus 62

(iii)

Variation of an authorisation under regulation 12 of the DRS Regulations

50% of 62

(b)

Application to connect to the market data processor system to provide reports directly to the FCA under MiFIR, subject to (b)(i) below

7

On the date the application is made

(i)

If a person has previously applied as stated in (d) and had been connected then no further fee is payable for any further applications

(c)

Application to connect to the market data processing system to provide markets data (other than transaction reports) under MAR 10, subject to (c)(i) and (ii) below

6

On the date the application is made

(i)

If a person has previously applied as stated in (c) above and has been connected, then no further fee is payable for any further such applications in relation to reporting the same data

(ii)

If a person has previously applied as stated in (c) above and makes a further application in relation to the provision of different data, then a separate fee is applicable for such an application

Category 6 fee for each application

On the date the application is made

7

An application for registration4 as a third party verifier

3

On the date the application is made

3(8)

(a)

An application for approver permission for the purposes of:

5

On the date the application is made

(i)

section 55NA(3)(a) of the Act (where that application is made by an authorised person); or

(ii)

section 55NA(3)(b) of the Act (where that application is made by an applicant for Part 4A permission that has yet to be determined).

In respect of both the application for Part 4A permission and the application for approver permission, one fee is payable being the higher of:

(i)

5; and

(ii)

the tariff applicable to the application for Part 4A permission set out in FEES 3 Annex 1AR.

(b)

An application to vary an approver permission already granted under section 55NA of the Act, by way of an extension to the scope of that permission for the purposes of section 55NA(5)(a) of the Act.

50% of 5

(c)

An application to:

No charge

(i)

vary an approver permission by way of a reduction in the scope of that permission; or

(ii)

cancel an approver permission,

for the purposes of section 55NA(5)(a) of the Act.