FEES 3.2 - Rule-making and Amending Instruments

• FCA 2024/41: Critical Third Parties Instrument 2024

  Chapter: Glossary, SUP, FEES, CTPS

  Effective Date: 12th November 2024

• FCA 2024/37: Long-Term Investment Fund (Amendment) Instrument 2024

  Chapter: Glossary, FEES, COMP, DISP, COBS, DEPP, FUND, COLL, EG

  Effective Date: 5th November 2024

• FCA 2024/22: Collective Investment Schemes (Schemes Authorised in Approved Countries) Instrument 2024

  Chapter: Glossary, FEES, COBS, DEPP, COLL, PERG, EG

  Effective Date: 17th July 2024

• FCA 2024/24: UK Listing Rules (Consequential Amendments) Instrument 2024

  Chapter: Glossary, DTR, FEES, APER, COBS, DEPP, COCON, EG, ESG

  Effective Date: 11th July 2024

• FCA 2024/18: Securitisation (Smarter Regulatory Framework and Consequential Amendments) Instrument 2024

  Chapter: Glossary, FEES, GEN, DEPP, FUND, COLL, MIFIDPRU, SECN, SYSC

  Effective Date: 30th April 2024

• FCA 2024/8: Periodic Fees (2024/2025) and Other Fees Instrument 2024

  Chapter: Glossary, FEES

  Effective Date: 28th March 2024

• FCA 2023/38: Financial Promotion (Approver Permission) Instrument 2023

  Chapter: Glossary, FEES, SUP, PERG, COBS, DEPP, ICOBS, BCOBS, CONC, MCOB, CMCOB, FPCOB

  Effective Date: 27th October 2023

• FCA 2022/43: British Steel Pension Scheme Consumer Redress Scheme Instrument 2022

  Chapter: Glossary, FEES, CONRED

  Effective Date: 28th November 2022

• FCA 2022/27: Periodic Fees (2022/2023) and Other Fees Instrument 2022

  Chapter: FEES

  Effective Date: 28th June 2022

• FCA 2022/16: Application Fees (Amendment) Instrument 2022

  Chapter: FEES

  Effective Date: 29th April 2022

• FCA 2021/63: Application Fees (Amendment) Instrument 2021

  Chapter: FEES

  Effective Date: 10th January 2022

• FCA 2021/50: Investment Firms Prudential Regime (Consequential Amendments) Instrument 2021

  Chapter: Glossary, SUP, FEES, PERG, GEN, SYSC, GENPRU, EMPS, OMPS, RCB, FUND, CONC, COCON, COLL, MAR, MIFIDPRU, WDPG

  Effective Date: 26th November 2021

• FCA 2021/27: Fees (Pre-paid Funeral Plan) Instrument 2021

  Chapter: FEES

  Effective Date: 23rd July 2021

• FCA 2021/23: Fees (Miscellaneous Amendments) (No 16) Instrument 2021

  Chapter: FEES

  Effective Date: 1st July 2021

• FCA 2021/15: UK Emission Trading Scheme Instrument 2021

  Chapter: Glossary, MAR, LR, FEES, SUP, DISP, REC, PERG, COBS, PRIN, DEPP, TC, IPRU-INV, EG, SYSC

  Effective Date: 30th April 2021

• FOS 2021/3: UK Emission Trading Scheme Instrument 2021

  Chapter: MAR, LR, FEES, SUP, DISP, REC, PERG, COBS, PRIN, DEPP, TC, IPRU-INV, EG, SYSC

  Effective Date: 30th April 2021

• FCA 2020/67: Fees (Credit Rating Agencies, Trade Repositories and Securitisation Repositories) Instrument 2020

  Chapter: Glossary, FEES

  Effective Date: 23rd October 2020

• FCA 2020/26: Periodic Fees (2020/2021) and Other Fees Instrument 2020

  Chapter: FEES

  Effective Date: 2nd July 2020

• FCA 2020/27: Fees (Primary Market Transaction Fees Amendments) Instrument 2020

  Chapter: Glossary, FEES

  Effective Date: 2nd July 2020

• FCA 2019/1: Securitisation Regulation Implementation (Fees for Third Party Verifiers) Instrument 2019

  Chapter: Glossary, FEES

  Effective Date: 3rd January 2019

• FCA 2018/59: Fees (Claims Management Companies) Instrument 2018

  Chapter: Glossary, FEES

  Effective Date: 17th December 2018

• FOS 2018/8: Fees (Claims Management Companies) Instrument 2018

  Chapter: Glossary, FEES

  Effective Date: 17th December 2018

• FCA 2018/31: Fees (Miscellaneous Amendments) (No 11) Instrument 2018

  Chapter: FEES

  Effective Date: 3rd July 2018

• FCA 2018/29: Benchmarks Regulation (Amendment) Instrument 2018

  Chapter: Glossary, MAR, COND, FIT, SUP, FEES, DISP, APER, GEN, SYSC, PRIN, DEPP, CREDS, BENCH, MCOB, COCON, PERG, EG

  Effective Date: 29th June 2018

• FOS 2017/8: Risk Transformation Regulations 2017 (Consequential Amendments) Instrument 2017

  Chapter: Glossary, SUP, FEES, DISP, SYSC, PRIN, COBS, DEPP

  Effective Date: 12th December 2017

• FCA 2017/81: Risk Transformation Regulations 2017 (Consequential Amendments) Instrument 2017

  Chapter: Glossary, SUP, FEES, DISP, SYSC, PRIN, COBS, DEPP

  Effective Date: 12th December 2017

• FCA 2017/65: Handbook Administration (MiFID 2) Instrument 2017

  Chapter: Glossary, MAR, SUP, FEES, REC, CASS, COBS, SYSC, TC

  Effective Date: 8th December 2017

• FCA 2017/71: Fees (Payment Services) (No 3) Instrument 2017

  Chapter: FEES

  Effective Date: 8th December 2017

• FCA 2017/56: Fees (Payment Services) Instrument 2017

  Chapter: Glossary, FEES

  Effective Date: 18th September 2017

• FCA 2017/38: Markets and Organisational Requirements (MiFID 2) Instrument 2017

  Chapter: MAR, FEES, REC, SUP

  Effective Date: 3rd July 2017

• FCA 2017/37: Fees (Data Reporting Applications) Instrument 2017

  Chapter: FEES

  Effective Date: 3rd July 2017

• FCA 2017/20: Fees (MiFID 2 Application Fees) Instrument 2017

  Chapter: Glossary, FEES

  Effective Date: 31st March 2017

• FCA 2017/11: Dispute Resolution: Complaints (Payment Protection Insurance) (Amendment No 2) Instrument 2017

  Chapter: Glossary, FEES, DISP

  Effective Date: 2nd March 2017

• FCA 2017/6: Fees (Miscellaneous Amendments) (No 9) Instrument 2017

  Chapter: Glossary, FEES

  Effective Date: 24th February 2017

• FOS 2016/9: Small and Medium Sized Business Finance Platforms (Fees) Instrument 2016

  Chapter: FEES

  Effective Date: 30th November 2016

• FCA 2016/64: Small and Medium Sized Business Finance Platforms (Fees) Instrument 2016

  Chapter: FEES, DEPP

  Effective Date: 23rd September 2016

• FCA 2016/41: Periodic Fees (2016/2017) and Other Fees Instrument 2016

  Chapter: Glossary, FEES

  Effective Date: 30th June 2016

• FCA 2016/37: Handbook Administration (No 41) Instrument 2016

  Chapter: Glossary, MAR, DTR, IPRU-INV, SUP, FEES, COMP, SYSC, COBS, IFPRU, CASS, COLL, EG

  Effective Date: 27th May 2016

• FCA 2016/18: Small and Medium Sized Business Credit Information (Fees) Instrument 2016

  Chapter: FEES

  Effective Date: 18th March 2016

• FOS 2016/2: Small and Medium Sized Business Credit Information (Fees) Instrument 2016

  Chapter: FEES

  Effective Date: 18th March 2016