FEES 3.2 - Rule-making and Amending Instruments

• FCA 2024/41: Critical Third Parties Instrument 2024

  Chapter: Glossary, SUP, FEES, CTPS

  Effective Date: 12th November 2024

• FCA 2024/37: Long-Term Investment Fund (Amendment) Instrument 2024

  Chapter: Glossary, FEES, COMP, DISP, COBS, DEPP, FUND, COLL, EG

  Effective Date: 5th November 2024

• FCA 2024/22: Collective Investment Schemes (Schemes Authorised in Approved Countries) Instrument 2024

  Chapter: Glossary, FEES, COBS, DEPP, COLL, PERG, EG

  Effective Date: 17th July 2024

• FCA 2024/24: UK Listing Rules (Consequential Amendments) Instrument 2024

  Chapter: Glossary, DTR, FEES, APER, COBS, DEPP, COCON, EG, ESG

  Effective Date: 11th July 2024

• FCA 2024/18: Securitisation (Smarter Regulatory Framework and Consequential Amendments) Instrument 2024

  Chapter: Glossary, FEES, GEN, DEPP, FUND, COLL, MIFIDPRU, SECN, SYSC

  Effective Date: 30th April 2024

• FCA 2024/8: Periodic Fees (2024/2025) and Other Fees Instrument 2024

  Chapter: Glossary, FEES

  Effective Date: 28th March 2024

• FCA 2023/38: Financial Promotion (Approver Permission) Instrument 2023

  Chapter: Glossary, FEES, SUP, PERG, COBS, DEPP, ICOBS, BCOBS, CONC, MCOB, CMCOB, FPCOB

  Effective Date: 27th October 2023

• FCA 2022/43: British Steel Pension Scheme Consumer Redress Scheme Instrument 2022

  Chapter: Glossary, FEES, CONRED

  Effective Date: 28th November 2022

• FCA 2022/27: Periodic Fees (2022/2023) and Other Fees Instrument 2022

  Chapter: FEES

  Effective Date: 28th June 2022

• FCA 2022/16: Application Fees (Amendment) Instrument 2022

  Chapter: FEES

  Effective Date: 29th April 2022

• FCA 2021/63: Application Fees (Amendment) Instrument 2021

  Chapter: FEES

  Effective Date: 10th January 2022

• FCA 2021/50: Investment Firms Prudential Regime (Consequential Amendments) Instrument 2021

  Chapter: Glossary, SUP, FEES, PERG, GEN, SYSC, GENPRU, EMPS, OMPS, RCB, FUND, CONC, COCON, COLL, MAR, MIFIDPRU, WDPG

  Effective Date: 26th November 2021

• FCA 2021/27: Fees (Pre-paid Funeral Plan) Instrument 2021

  Chapter: FEES

  Effective Date: 23rd July 2021

• FCA 2021/23: Fees (Miscellaneous Amendments) (No 16) Instrument 2021

  Chapter: FEES

  Effective Date: 1st July 2021

• FCA 2021/15: UK Emission Trading Scheme Instrument 2021

  Chapter: Glossary, MAR, LR, FEES, SUP, DISP, REC, PERG, COBS, PRIN, DEPP, TC, IPRU-INV, EG, SYSC

  Effective Date: 30th April 2021

• FOS 2021/3: UK Emission Trading Scheme Instrument 2021

  Chapter: MAR, LR, FEES, SUP, DISP, REC, PERG, COBS, PRIN, DEPP, TC, IPRU-INV, EG, SYSC

  Effective Date: 30th April 2021

• FCA 2020/67: Fees (Credit Rating Agencies, Trade Repositories and Securitisation Repositories) Instrument 2020

  Chapter: Glossary, FEES

  Effective Date: 23rd October 2020

• FCA 2020/26: Periodic Fees (2020/2021) and Other Fees Instrument 2020

  Chapter: FEES

  Effective Date: 2nd July 2020

• FCA 2020/27: Fees (Primary Market Transaction Fees Amendments) Instrument 2020

  Chapter: Glossary, FEES

  Effective Date: 2nd July 2020

• FCA 2019/1: Securitisation Regulation Implementation (Fees for Third Party Verifiers) Instrument 2019

  Chapter: Glossary, FEES

  Effective Date: 3rd January 2019