FEES 1.1 - Rule-making and Amending Instruments
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FCA 2024/37: Long-Term Investment Fund (Amendment) Instrument 2024
Chapter: Glossary, FEES, COMP, DISP, COBS, DEPP, FUND, COLL, EG
Effective Date: 5th November 2024
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FCA 2024/24: UK Listing Rules (Consequential Amendments) Instrument 2024
Chapter: Glossary, DTR, FEES, APER, COBS, DEPP, COCON, EG, ESG
Effective Date: 11th July 2024
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FOS 2024/1: Financial Ombudsman Service Case Fees and Voluntary Jurisdiction Levy 2024/2025: Fees and Dispute Resolution: Complaints (Amendments) Instrument 2024
Chapter: Glossary, FEES, DISP
Effective Date: 28th March 2024
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FCA 2021/50: Investment Firms Prudential Regime (Consequential Amendments) Instrument 2021
Chapter: Glossary, SUP, FEES, PERG, GEN, SYSC, GENPRU, EMPS, OMPS, RCB, FUND, CONC, COCON, COLL, MAR, MIFIDPRU, WDPG
Effective Date: 26th November 2021
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FCA 2021/15: UK Emission Trading Scheme Instrument 2021
Chapter: Glossary, MAR, LR, FEES, SUP, DISP, REC, PERG, COBS, PRIN, DEPP, TC, IPRU-INV, EG, SYSC
Effective Date: 30th April 2021
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FOS 2021/3: UK Emission Trading Scheme Instrument 2021
Chapter: MAR, LR, FEES, SUP, DISP, REC, PERG, COBS, PRIN, DEPP, TC, IPRU-INV, EG, SYSC
Effective Date: 30th April 2021
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FCA 2021/9: Fees (Cryptoasset Business) (Periodic Fees) Instrument 2021
Chapter: FEES
Effective Date: 26th March 2021
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FCA 2019/8: Fees (Devolved Authorities Debt Advice Levies) Instrument 2019
Chapter: Glossary, FEES, CREDS
Effective Date: 1st March 2019
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FCA 2019/10: Fees (Miscellaneous Amendments) (No 13) Instrument 2019
Chapter: FEES
Effective Date: 1st March 2019
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FCA 2018/32: Fees (Single Financial Guidance Body Levy) Instrument 2018
Chapter: Glossary, FEES, CREDS
Effective Date: 3rd July 2018
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FCA 2018/23: Fees (Office for Professional Body Anti-Money Laundering Supervision) Instrument 2018
Chapter: FEES
Effective Date: 30th April 2018
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FCA 2017/37: Fees (Data Reporting Applications) Instrument 2017
Chapter: FEES
Effective Date: 3rd July 2017
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FOS 2016/9: Small and Medium Sized Business Finance Platforms (Fees) Instrument 2016
Chapter: FEES
Effective Date: 30th November 2016
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FCA 2016/64: Small and Medium Sized Business Finance Platforms (Fees) Instrument 2016
Chapter: FEES, DEPP
Effective Date: 23rd September 2016
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FCA 2016/42: Fees (Payment Systems Regulator) (No 2) Instrument 2016
Chapter: Glossary, FEES
Effective Date: 30th June 2016
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FCA 2016/31: Market Abuse Regulation Instrument 2016
Chapter: Glossary, MAR, LR, DTR, SUP, FEES, GEN, SYSC, REC, SERV, COBS, APER, BENCH, COCON
Effective Date: 28th April 2016
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FCA 2016/18: Small and Medium Sized Business Credit Information (Fees) Instrument 2016
Chapter: FEES
Effective Date: 18th March 2016
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FOS 2016/2: Small and Medium Sized Business Credit Information (Fees) Instrument 2016
Chapter: FEES
Effective Date: 18th March 2016
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FCA 2016/12: Handbook Separation (Fees) Instrument 2016
Chapter: Glossary, FEES
Effective Date: 26th February 2016
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FCA 2015/66: European Long-Term Investment Funds Regulation Instrument 2015
Chapter: Glossary, FEES, COBS, FUND
Effective Date: 4th December 2015
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FCA 2015/52: Fees (Payment Systems Regulator) (Indirect Billing) Instrument 2015
Chapter: Glossary, FEES
Effective Date: 27th October 2015
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FCA 2015/44: Fees (Alternative Dispute Resolution Competent Authority) (Financial Ombudsman Service) Instrument 2015
Chapter: Glossary, FEES
Effective Date: 25th September 2015
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FOS 2015/5: Fees (Consumer Buy To Let) Instrument 2015
Chapter: Glossary, FEES
Effective Date: 9th July 2015
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FCA 2015/36: Fees (Consumer Buy to Let) Instrument 2015
Chapter: Glossary, FEES
Effective Date: 23rd June 2015
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FCA 2015/34: Periodic Fees (Pensions Guidance Providers) Instrument 2015
Chapter: Glossary, FEES
Effective Date: 23rd June 2015
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FCA 2015/13: Fees (Payment Systems Regulator) Instrument 2015
Chapter: Glossary, FEES
Effective Date: 24th March 2015
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FCA 2015/14: Fees (Pensions Guidance) Instrument 2015
Chapter: Glossary, FEES
Effective Date: 24th March 2015
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FCA 2015/21: Fees (Mortgage Credit Directive) Instrument 2015
Chapter: Glossary, FEES
Effective Date: 24th March 2015
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FCA 2013/55: Alternative Investment Fund Managers Directive (Private Placement and Registration Fees and Miscellaneous Directions) Instrument 2013
Chapter: FEES, SUP, FUND
Effective Date: 25th July 2013
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FCA 2013/20 PRA2013/15: Legal Cutover (Fees) Instrument 2013
Chapter: Glossary, FEES, SUP, CREDS
Effective Date: 19th March 2013
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FCA 2013/10 PRA2013/5: FCA and PRA Handbook Designation (Particular Modifications) Instrument 2013
Chapter: PRIN, SYSC, FIT, FINMAR, TC, FEES, GENPRU, BIPRU, INSPRU, MIPRU, UPRU, IPRU-FSOC, IPRU-INS, IPRU-INV, COBS, ICOBS, MCOB, BCOBS, CASS, MAR, SUP, DISP, CONRED, COMP, BSOCS, COLL, CREDS, PROF, RCB, LR, PR, DTR, EMPS, OMPS, SERV, BSOG, COLLG, FC, PERG, RPPD, UNFCOG
Effective Date: 28th February 2013
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FSA 2012/35: Emissions Allowance Auction Bidders Instrument 2012
Chapter: Glossary, PRIN, SYSC, APER, TC, FEES, IPRU-INV, COBS, CASS, MAR, SUP, DISP, REC, LR, PERG, EG
Effective Date: 26th July 2012
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FSA 2012/31: Handbook Administration (No 26) Instrument 2012
Chapter: Glossary, PRIN, COND, FIT, GEN, FEES, IPRU-INV, COBS, MCOB, BCOBS, CASS, MAR, SUP, COMP, COLL, REC, LR, PR
Effective Date: 28th June 2012
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FSA 2012/26: Periodic Fees (2012/2013) and Other Fees Instrument 2012
Chapter: Glossary, FEES
Effective Date: 24th May 2012
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FSA 2011/36: Fees (Miscellaneous Amendments and Financial Ombudsman Service Rules) (No 2) Instrument 2011
Chapter: Glossary, FEES, DISP
Effective Date: 23rd June 2011
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FOS 2011/4: Fees (Miscellaneous Amendments and Financial Ombudsman Service Rules) (No 2) Instrument 2011
Chapter: Glossary, FEES, DISP
Effective Date: 22nd June 2011
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FSA 2011/28: Periodic Fees (2011/2012) and Other Fees Instrument 2011
Chapter: Glossary, FEES
Effective Date: 26th May 2011
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FSA 2011/14: Handbook Administration (No 21) Instrument 2011
Chapter: Glossary, SYSC, GEN, FEES, BIPRU, MIPRU, COBS, MCOB, SUP, DISP, CRED, REC, PERG
Effective Date: 24th March 2011
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FSA 2010/20: Fees (Special Project Fee for Restructuring) (Amendment) Instrument 2010
Chapter: FEES
Effective Date: 24th June 2010