Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

Alternative versions

  1. Point in time
    2005-03-01

ENF 17.6 The effect of a disqualification

ENF 17.6.1G

A disqualification will come into effect on the date stated in the final notice.1

ENF 17.6.2G

A firm must not appoint as an auditor a person who is the subject of an order disqualifying him from acting for that firm or that class of firm (see SUP 3.4.5 R5 (Disqualified auditors)). Similarly, an AUT or ICVC must not appoint as auditor a person who is the subject of an order disqualifying him from acting for that AUT or ICVC or any AUT or ICVC.