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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

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  1. Point in time
    2016-03-04

EG 7.3 3FCA’s statements of policy

EG 7.3.1RP

3The FCA's statement of policy in relation to the imposition of financial penalties is set out in (Deciding whether to take action), DEPP 6.3 (Penalties for market abuse) and DEPP 6.4 (Financial penalty or public censure). The FCA's statement of policy in relation to the amount of a financial penalty is set out in to . The FCA's statement of policy in relation to financial penalties for late submission of reports is set out in . The FCA’s statement of policy in relation to the imposition of suspensions or restrictions is set out in DEPP 6A (The power to impose a suspension or restriction).