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You are viewing the version of the document as on 2021-12-09.

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    2021-12-09

EG 6.9 1The Financial Services register: publication of disciplinary measures against auditors and actuaries (see chapter 15)

EG 6.9.1RP

1To help it fulfil its operational objective of protecting consumers, the FCA will keep on the Financial Services Register a record of firms or individual auditors or actuaries who have been the subject of disqualification orders or other disciplinary measures by the FCA.