To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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EG 4.2 Notifying the person under investigation where notice is not required under the Act
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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EG 3.6 Investigations into collective investment schemes (section 284)
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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DEPP 7.2 Interviews
Chapter: Statement of policy on section 169(7) interviews
Effective Date: 27th November 2009
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EG 3.7 Investigations to assist overseas authorities (section 169)
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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EG 4.1 Notifying the person under investigation where notice is a requirement under section 170
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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COLL 5.2 General investment powers and limits for UCITS schemes
Chapter: Investment and borrowing powers
Effective Date: 20th January 2005
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EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC
Chapter: Suspension of dealings and termination of authorised funds
Effective Date: 16th September 2004
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EG 4.3 Notification where a particular person is not yet under investigation
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary
Chapter: Operating duties and responsibilities
Effective Date: 21st April 2005
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EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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EG 3.4 Investigations into general and specific concerns (sections 167 and 168)
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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EG 19.21 The conduct of investigations under the Payment Services Regulations
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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EG 11.4 Determining the amount of restitution
Chapter: Restitution and redress
Effective Date: 26th February 2016
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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
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COLL 8.5 Powers and responsibilities
Chapter: Qualified investor schemes
Effective Date: 27th July 2006