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You are viewing the version of the document as on 2021-11-30.

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    2021-11-30

EG 3.5 1Official listing investigations (section 97)

EG 3.5.1RP

1If the FCA has decided to carry out an investigation where there are circumstances suggesting that contraventions set out in section 97 may have happened, it will normally appoint investigators pursuant to that section. An investigator appointed under section 97 is treated under the Act as if they were appointed under section 167(1).