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You are viewing the version of the document as on 2021-03-31.

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    2021-03-31

EG 3.2A Information requests (section 122A)

EG 3.2A.1RP

1The FCA may use its section 122A power to require information and documents from an issuer, a person discharging managerial responsibilities or a person closely associated with a person discharging managerial responsibilities to support its supervisory and its enforcement functions, including those under the Market Abuse Regulation2.

EG 3.2A.2RP

An officer with authorisation from the FCA may exercise the section 122A power to require information and documents. This includes an FCA employee or an agent of the FCA.