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You are viewing the version of the document as on 2021-04-01.

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    2021-04-01

EG 3.2 1Information requests (section 165)

EG 3.2.1RP

1The FCA may use its section 165 power to require information and documents from firms to support both its supervisory and its enforcement functions.

EG 3.2.2RP

1An officer with authorisation from the FCA may exercise the section 165 power to require information and documents from firms. This includes an FCA employee or an agent of the FCA.