To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
-
EG 2.9 FCA guidance and supporting materials
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
-
EG 6.2 Publicity during, or upon the conclusion of regulatory action
Chapter: TOPIC TITLE
Effective Date: 9th December 2015
-
DEPP 5.1 Settlement decision makers
Chapter: Settlement decision procedure
Effective Date: 26th July 2007
-
DEPP 2.5 Provision for certain categories of decision
Chapter: Statutory notices and the allocation of decision making
Effective Date: 27th September 2007
-
REC 2A.4 Power and procedure for RAP penalties and censures
Chapter: Recognised Auction PlatformsRecognised Auction Platforms [deleted]Recognised Auction Platforms
Effective Date: 31st October 2012
-
EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters
Chapter: TOPIC TITLE
Effective Date: 9th December 2015
-
SUP 15.3 General notification requirements
Chapter: Notifications to the FCANotifications to the FSANotifications to the FCA or PRAFCA_2013_16_PRA_2013/11
Effective Date: 16th December 2004
-
DISP 1.11 The Society of Lloyd's
Chapter: Complaint handling procedures for firms
Effective Date: 28th January 2010
-
EG 5.7 The relevance of settled cases to subsequent action
Chapter: Settlement
Effective Date: 26th February 2016
-
EG 19.9 Electronic commerce activity directions: the FCA’s policy
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
-
EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
-
DEPP 3.2 The operation of the RDC
Chapter: The nature and procedure of the RDC
Effective Date: 19th March 2013
-
EG 19.27 Alternative Investment Fund Managers Regulations 2013
Chapter: TOPIC TITLE
Effective Date: 1st March 2016
-
EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
-
CREDS 2.2 General provisions
Chapter: Senior management arrangements, systems and controls
Effective Date: 21st March 2012
-
EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations
Chapter: TOPIC TITLE
Effective Date: 1st March 2016
-
EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action
Chapter: TOPIC TITLE
Effective Date: 26th February 2016
-
FEES 4.4 Information on which fees are calculated
Chapter: Periodic fees
Effective Date: 27th September 2007