To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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EG 12.3 Criminal prosecutions in cases of market abuse
Chapter: Prosecution of Criminal Offences
Effective Date: 24th June 2016
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DEPP 6.6 Financial penalties for late and incomplete submission of reports
Chapter: Penalties
Effective Date: 25th February 2010
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EG 9.3 Prohibition orders and withdrawal of approval - approved persons
Chapter: TOPIC TITLE
Effective Date: 9th December 2015
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EG 6.2 Publicity during, or upon the conclusion of regulatory action
Chapter: TOPIC TITLE
Effective Date: 9th December 2015
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EG 12.1 The FCA’s general approach
Chapter: Prosecution of Criminal Offences
Effective Date: 26th February 2016
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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases
Chapter: Penalties
Effective Date: 22nd July 2010
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EG App 2.1 Purpose, status and application of the guidelines
Chapter: TOPIC TITLE
Effective Date: 9th December 2015
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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases
Chapter: Penalties
Effective Date: 25th February 2010
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DEPP 2.5 Provision for certain categories of decision
Chapter: Statutory notices and the allocation of decision making
Effective Date: 27th September 2007
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DEPP 6.5A The five steps for penalties imposed on firms
Chapter: Penalties
Effective Date: 25th February 2010
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DEPP 5.1 Settlement decision makers
Chapter: Settlement decision procedure
Effective Date: 26th July 2007
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DEPP 6A.2 Deciding whether to take action
Chapter: The power to impose a suspension or restriction
Effective Date: 19th March 2013
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EG 19.35 Data Reporting Services Regulations 2024
Chapter: TOPIC TITLE
Effective Date: 8th December 2017
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DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures
Chapter: The power to impose a suspension or restriction
Effective Date: 19th March 2013