Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

Alternative versions

  1. Point in time
    2011-02-01

DTR 6.4 Choice of Home State and notifications by third country issuers

Application

DTR 6.4.1RRP

In respect of transferable securities which are admitted to trading on a regulated market, this section applies to:

  1. (1)

    an issuer whose Home State is the United Kingdom in accordance with article 2.1(i)(i) of the TD; and

  2. (2)

    an issuer who chooses the United Kingdom as its Home State in accordance with article 2.1(i)(ii) of the TD.

Choice of Home State

DTR 6.4.2RRP

An issuer that chooses the United Kingdom as its Home State, pursuant to article 2.1(i)(ii), must disclose that choice in accordance with DTR 6.3.

[Note: article 2 of the TD implementing Directive]