DTR 6.2 Filing information and use of language

This section applies to:

1. (1)

   an issuer whose transferable securities are admitted to trading; and4

2. (2)

   a person who has requested, without the issuer's consent, the admission of its transferable securities to trading on a regulated market.

An issuer or person that discloses regulated information must, at the same time, file that information with the FCA. [Note: article 19(1) of the TD]

3Where an issuer or person is required to file regulated information under DTR 6.2.2R, the issuer or person must have a legal entity identifier (LEI) (where eligible) with an ‘issued’ registration status on the GLEIF Global LEI Index and, when the issuer or person files regulated information under DTR 6.2.2R, they must6 notify the following to the FCA:

1. (1)

   the name and LEI of the issuer concerned;6

2. (2)

   [deleted]6

3. (3)

   6the name and LEI (where eligible) of the person required to file the regulated information, if different from the issuer concerned;

4. (4)

   6the name of any related issuer;

5. (5)

   6the LEI of any related issuer; and

6. (6)

   6the headline information that is relevant to the regulated information.

6DTR 6.2.2AR(5) does not apply if information regarding the LEI of any related issuer is not available on the GLEIF Global LEI Index.

6DTR 6.2.2AR(5) does not apply if the headline information provided under DTR 6.2.2AR(6) is the headline code ‘NAV’ and headline category ‘Net Asset Value(s)’ from DTR 8 Annex 2R.

Regulated information4 must be disclosed in English.

[Note: article 20(1) of the TD]

If transferable securities are admitted to trading without the issuer's consent:

1. (1)

   DTR 6.2.4 R does4 not apply to the issuer; and

2. (2)

   DTR 6.2.4 R applies4 to the person who has requested such admission without the issuer's consent.

[Note: article 20(4) of the TD]

5An issuer must file its annual financial report with the FCA by uploading it to the national storage mechanism.