To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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DTR 2.1 Introduction and purpose
Chapter: Disclosure and control of inside information by issuers
Effective Date: 17th March 2005
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LR 9.2 Requirements with continuing application
Chapter: Continuing obligations
Effective Date: 1st July 2005
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MAR 1.10 Statutory exceptions
Chapter: The Code of Market ConductThe Code of Market Conduct
Effective Date: 1st December 2001
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LR 17.3 Requirements with continuing application
Chapter: Debt and specialist securities
Effective Date: 1st July 2005
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DTR 2.5 Delaying disclosure of inside information
Chapter: Disclosure and control of inside information by issuers
Effective Date: 1st July 2005
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DTR 2.2 Disclosure of inside information
Chapter: Disclosure and control of inside information by issuers
Effective Date: 1st July 2005
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COLL 5.2 General investment powers and limits for UCITS schemes
Chapter: Investment and borrowing powers
Effective Date: 20th January 2005
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LR 14.3 Continuing obligations
Chapter: Secondary listing of overseas companies2009/54Secondary listing of companiesStandard listing (shares)2010/72009/54
Effective Date: 1st July 2005
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REC 3.21 Criminal offences and civil prohibitions
Chapter: Notification rules for UK recognised bodies
Effective Date: 21st June 2001
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MAR 1.3 Market abuse (insider dealing)
Chapter: The Code of Market ConductThe Code of Market Conduct
Effective Date: 1st December 2001
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DTR 3.1
Chapter: Transactions by persons discharging managerial responsibilities and their connected persons
Effective Date: 17th March 2005
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REC 2.6 General safeguards for investors
Chapter: Recognition requirements
Effective Date: 15th July 2004
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REC 2.12 Proper markets and disclosure of information (UK RIEs only)
Chapter: Recognition requirements
Effective Date: 15th July 2004
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PR 2.3 Minimum information to be included in a prospectus
Chapter: Drawing up the prospectus
Effective Date: 1st July 2005
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MCOB 8.3 Application of rules in MCOB 4
Chapter: Lifetime mortgages: advising and selling standardsEquity release: advising and selling standards2006/45
Effective Date: 16th September 2004
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DTR 2.6 Control of inside information
Chapter: Disclosure and control of inside information by issuers
Effective Date: 1st July 2005