Content Options:

Content Options

View Options:


You are viewing the version of the document as on 2021-03-31.

DTR 1.2 Modifying rules and consulting the FCA

2
DTR 1.2.1R

[deleted]2

DTR 1.2.2R

[deleted]2

DTR 1.2.3G

[deleted]2

Early consultation with the2 FCA

DTR 1.2.4GRP

An issuer, person discharging managerial responsibilities or connected person should consult with the FCA at the earliest possible stage if they:

  1. (1)

    are in doubt about how the disclosure requirements2 apply in a particular situation.2

  2. (2)

    [deleted]2

DTR 1.2.5GRP

1Where a disclosure requirements and the disclosure guidance refers2 to consultation with the FCA, submissions should be made in writing other than in circumstances of exceptional urgency.

Address for correspondence

Note: The FCA's address for correspondence in relation to the disclosure requirements and the disclosure guidance2 is:

Primary Market Monitoring

Enforcement and Markets Oversight Division2

The Financial Conduct Authority

12 Endeavour Square3

London, E20 1JN3