Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

DISP Sch 4 Powers Exercised

DISP Sch 4.1G
8

8The following powers and related provisions in or under the Act have been exercised by the FSA to make the rules in DISP:

Section 138 (General rule-making power)

Section 139(4) (Miscellaneous ancillary matters)

9Section 149 (Evidential provisions)

Section 150(2) (Actions for damages)

Section 156 (General supplementary powers)

Section 226 (Compulsory jurisdiction) (including as applied by regulation 125 of the Payment Services Regulations)

Section 226A(7) (Consumer credit jurisdiction)

Section 229 (Awards)

Section 234 (Industry funding)

Section 316(1) (Direction by Authority)

Paragraphs 13 (Authority's procedural rules), 16B (Procedure for complaints etc) and 16D (Enforcement of money awards) of Schedule 17 (The Ombudsman Scheme)

Article 15 (Record-keeping and reporting requirements relating to relevant complaints) of the Ombudsman Transitional Order

Article 9 (Record-keeping and reporting requirements relating to relevant transitional complaints) of the Mortgage and General Insurance Complaints Transitional Order
DISP Sch 4.2G
8

8The following power in the Act has been exercised by the FSA to give the guidance in DISP:

Section 157(1) (Guidance)

DISP Sch 4.3G

8The following additional powers and related provisions have been exercised by the FSA to make the guidance in DISP:

Regulation 93 (Guidance) of the Payment Services Regulations
DISP Sch 4.4G

8The following powers and related provisions in the Act have been exercised by the FOS Ltd to make the rules in DISP:

Section 226A (Consumer Credit Jurisdiction)

Section 227 (Voluntary Jurisdiction)

Section 229 (Awards)

Section 230 (Costs)

Paragraphs 8 (Guidance), 14 (The scheme operator's rules), 15 (Fees), 16B (Consumer Credit Jurisdiction: Procedure for complaints etc) and 18 (Terms of reference to the scheme) of Schedule 17 (The Ombudsman Scheme)
DISP Sch 4.5G

8The powers to make rules relating to the Ombudsman Scheme are shared between the FSA and the FOS Ltd. FOS Ltd's rules are subject to FSA consent or approval. The rules made exclusively by FOS Ltd are:

DISP 2

DISP 2.4.1 R

DISP 2.5.1 R

DISP 2.5.5 R

DISP 2.6.3 R

DISP 2.6.4 R

DISP 2.7.9R (3)

DISP 3

All the rules in this chapter, except for DISP 3.7.4 R (which is made by the FSA) and DISP 3.7.12 R (which is made by the FSA and the FOS Ltd).

DISP 4

All rules

FEES 5

FEES 5.1.6 R

FEES 5.5 (all rules)

FEES 5.7.2 R

FEES 5.7.3 R

FEES 5.9.1 R

FEES 5 Annex 2R

FEES 5 Annex 3R10