DISP Sch 4 Powers Exercised

DISP Sch 4.1G01/11/2007

1	The following powers and related provisions in the Act, in the Mortgages and General Insurance Complaints Transitional Order 5 13 and in the Ombudsman Transitional Order have been exercised by the FSA to make the rules in DISP:
	(1)	Section 138 (General rule-making power)
	(2)	Section 156 (General supplementary powers
	(3)	Section 226 (Compulsory Jurisdiction)
	(4)	Section 229 (Awards)
	1(4A)	Section 234 (Funding)
	3(4B)	Section 316(1) (Direction by Authority)
	(5)	Schedule 17 paragraph 13 (FSA's procedural rules)
	(6)	Article 15 (Record-keeping and reporting requirements relating to relevant complaints) of the Ombudsman Transitional Order.
	4(7)	Section 226A(7) (Consumer Credit Jurisdiction)
	4(8)	Section 229 (Awards)
	5 13(8A)	Schedule 17 paragraph 13(4)
	4(9)	Schedule 17 paragraph 16B,D
	5 13(10)	Article 9 (Record-keeping and reporting requirements relating to relevant transitional complaints) of the Mortgages and General Insurance Complaints Transitional Order
2	The following power in the Act has been exercised by the FSA to give the guidance in DISP:
	(1)	Section 157(1) (Guidance)
3	The following powers and related provisions in the Act have been exercised by the FOS Ltd to make the rules in DISP:
	(1)	Section 227 (Voluntary Jurisdiction)
	(1A)	Section 226A (Consumer Credit Jurisdiction)
	(2)	Section 230 (Costs)
	(3)	Schedule 17 paragraph 8 (Guidance)
	(4)	Schedule 17 paragraph 14 (The scheme's rules)
	(5)	Schedule 17 paragraph 15 (Fees)
	5 13(5A)	Schedule 17 paragraph 16B (Consumer Credit Jurisdiction)
	(6)	Schedule 17 paragraph 18 (Terms of reference to the scheme)

DISP Sch 4.2G01/11/2007

Table: The powers to make rules relating to the new ombudsman scheme are shared between the FSA and the Financial Ombudsman Service (FOS Ltd). FOS Ltd's rules are subject to FSA consent or approval. The rules made exclusively by FOS Ltd are:5 13
DISP 2	2.6.9 R
	2.6.11 R
	2.6.8A R - 2.6.8B R4
DISP 3	3.2.5R
	3.2.7R
	3.2.8R
	3.2.9R
	3.2.11R
	3.2.12R
	3.2.13R
	3.3.1R
	3.4.1R
	3.5.1R
	3.5.2R
	3.6.1R
	3.6.2R
	3.6.3R
	3.7.1R
	3.8.1R(2)
	3.8.3R
	3.9.10R
	3.9.12R
	3.9.15R
	3.10.1R
DISP 4	All rules
FEES 52 12 1 2 12	5.1.6R
	(all rules) 5.52 12 1 2 12
	5.7.2R2 12 1 2 12
	5.7.3R2 12 1 2 12
	5.9.1R2 12 1 2 12
FEES 52 12 1 2 12	part 3
	1part 4

Select a Version:

Content Options:

View Options:

More Resources:

Alternative versions

DISP Sch 4 Powers Exercised