Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Content Options

View Options:

Alternative versions

  1. Point in time
    2011-01-06

DISP App 3.10 Application: evidential provisions

DISP App 3.10.1ERP

The evidential provisions in this appendix apply in relation to complaints about sales that took place on or after 14 January 2005.

DISP App 3.10.2GRP

For complaints about sales that took place prior to 14 January 2005, a firm should take account of the evidential provisions in this appendix as if they were guidance.

DISP App 3.10.3ERP

Contravention of an evidential provision in this appendix may be relied upon as tending to establish contravention of DISP 1.4.1 R.