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You are viewing the version of the document as on 2023-08-02.

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    2023-08-02

DISC 1.2 General application

DISC 1.2.1R

1The rules and guidance in Chapter 2 apply to all persons who are subject to obligations under the PRIIPs Regulation, but they do not apply in relation to the activities of Gibraltar-based firms.

DISC 1.2.2G

1The PRIIPs technical standards also apply to all persons who are subject to obligations under the PRIIPs Regulation. The PRIIPs technical standards apply to Gibraltar-based firms subject to Regulation 11 of the Gibraltar (Miscellaneous Amendments) (EU Exit) Regulations 2019 (SI 2019/680).

DISC 1.2.3G

1COBS 13.1 and COLL 4.7 provide guidance relating to the application of the PRIIPs Regulation to funds.

DISC 1.2.4G

1COLL 4.7 sets out rules and guidance on the key investor information and marketing communications as applicable to an ICVC, an authorised fund manager of an AUT, ACS or ICVC, and any other director of an ICVC where, in each case, the AUT, ACS or ICVC is:

  1. (1)

    a UCITS scheme; or

  2. (2)

    a KII-compliant NURS.