CTPS Sch 1 Recordkeeping requirements
1It is not a complete statement of those requirements and should not be relied on as if it were.
1Table: Record keeping requirements
Handbook reference |
Subject of record |
Contents of record |
When record must be made |
Retention period |
Resources map |
Identification of resources used to deliver, support and maintain systemic third party services |
Within 12 months of designation, and ongoing thereafter |
None specified |
|
Interim and annual written self-assessment |
Copy of that self-assessment |
Completion of assessment |
3 years |
|
General record keeping requirement about the provision of services to firms |
Sufficient to enable each regulator to: (1) perform its oversight functions; and (2) ascertain whether or not the critical third party has complied with its CTP duties |
None specified Therefore, this is governed by the requirement in CTPS 14 described in column (3) |
See column (4) |