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Timeline guidance

Alternative versions

CTPS Sch 1 Recordkeeping requirements

CTPS Sch 1.1G

1The aim of the guidance in the following table is to give the reader a quick overall view of the relevant record keeping requirements.

CTPS Sch 1.2G

1It is not a complete statement of those requirements and should not be relied on as if it were.

CTPS Sch 1.3G

1Table: Record keeping requirements

Handbook reference

Subject of record

Contents of record

When record must be made

Retention period

CTPS 4.7.1R

Resources map

Identification of resources used to deliver, support and maintain systemic third party services

Within 12 months of designation, and ongoing thereafter

None specified

CTPS 6.1.2R

Interim and annual written self-assessment

Copy of that self-assessment

Completion of assessment

3 years

CTPS 14

General record keeping requirement about the provision of services to firms

Sufficient to enable each regulator to:

(1) perform its oversight functions; and

(2) ascertain whether or not the critical third party has complied with its CTP duties

None specified

Therefore, this is governed by the requirement in CTPS 14 described in column (3)

See column (4)