CRED App 1.1 This is the table referred to in CRED 2.2.2G.

CRED App 1.1.128/08/2007

	Sourcebook or manual	Reference code
High Level Standards	Principles for Businesses	PRIN
	Senior Management Arrangements, Systems and Controls	SYSC
	Statements of Principle and Code of Practice for Approved Persons	APER
	The Fit and Proper test for Approved persons	FIT

	General provisions	GEN
Business Standards	5 Interim Prudential sourcebooks	IPRU 8
	8General Prudential sourcebook	GENPRU
	8Prudential sourcebook for Banks, Building Societies and Investment Firms	BIPRU
	8Prudential sourcebook for Insurers	INSPRU
	8Prudential sourcebook for Mortgage and Home Finance Firms, and Insurance Intermediaries	MIPRU
	8Prudential sourcebook for UCITS Firms	UPRU
	Conduct of Business	COB
	Client assets	CASS 3
	Market conduct, including: Code of Market Conduct Price stabilising rules Inter-professional conduct Alternative Trading Systems2	MAR
	Training and Competence	TC 7

Regulatory Processes	Authorisation	AUTH
	Supervision	SUP
	Decision Procedure and Penalties10 10	DEPP 10 10 10
Redress	Dispute resolution: Complaints	DISP
	Compensation	COMP
	Complaints against the FSA	COAF
Specialist sourcebooks	Collective investment schemes	CIS
	New Collective Investment Scheme sourcebook	COLL 4
	Credit unions	CRED
	E-Commerce Directive	ECO 1
	Professional firms	PROF
	Deleted	Deleted
	Mortgages	MORT
	Recognised investment exchanges and Recognised clearing houses	REC
	6	6
Listing, Prospectus and Disclosure6	Listing Rules	LR
	Prospectus Rules	PR
	Disclosure Rules and Transparency Rules	DTR
Schedules: Transitional provisions Summary schedules: 1. Record keeping requirements 2. Notification requirements 3. Fees and other required payments 4. Powers exercised in making the Handbook 5. Rights of action for damages 6. Rules that can be waived 7. Releases
Glossary of definitions
Index

Select a Version:

Content Options:

View Options:

More Resources:

Alternative versions

CRED App 1.1 This is the table referred to in CRED 2.2.2G.