CONRED Sch 2 Notification requirements

1CONRED 2.4.9R

Information on the total number of scheme cases; opted-in scheme cases, and investments in Arch cru funds

(1) total number of scheme cases;

(2) The number of such investments resulting from the regulated activities for a customer in CONRED 2.1.3R; and the number of such investments falling outside the scheme with an explanation of the reason why, in each case;

(3) the total number of opted-in scheme cases.

None: notification required in all cases

Until 29 July 2013

CONRED 2.9.2R

Information on the number of opted-in scheme cases; completed and incomplete templates and the results of such; the total number of redress cases; the total number of redress determinations sent to consumers; the total number of consumers paid redress and the amount of such; and the total amount of redress unpaid to date.

(1) the total number of opted-in scheme cases;

(2) the total number of completed templates;

(3) the total number of incomplete templates, with an explanation as to why the templates have not been completed;

(4) the total number of redress cases;

(5) the total number of redress determinations sent to consumers;

(6) the total number of consumers paid redress to date;

(7) the total amount of redress paid to date; and

(8) the total amount of redress unpaid to date.

None: notification required in all cases

Until 9 December 2013